| 11-02126 | 11/14/2012 | Claimant(s): Ronald Daurio
Claimant Lawyers(s): Robert W. Hutchinson
Respondent(s): James Doidge, Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): William F. Skewes, Richard M. Reider, Samuel Clinton O'Daniel
Hearing Site: Denver, CO
|  | $70,375 |
| 10-01497 | 02/15/2012 | Claimant(s): Paul Sacco
Claimant Lawyers(s): Jeffrey Pederson
Respondent(s): John Guyette, Allied Beacon Partners. f/k/a Water, Community Bankers Securities
Respondent Lawyers(s): John Brady Guyette, Steven S. Biss
Arbitrator(s): William F. Skewes, Bradford J. Lam, Edward Allan Hindman
Hearing Site: Denver, CO
| | $109,956 |
| 11-02800 | 01/27/2012 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Seth A Miller
Respondent(s): Candice Hutton
Respondent Lawyers(s): Candice Joy Hutton
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
| | |
| 10-03939 | 11/02/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): Ralph Jones
Respondent Lawyers(s): Krista L. Tushar
Arbitrator(s): William F. Skewes, Martin M. Berliner, James J. Ashe
Hearing Site: Denver, CO
| | |
| 09-05435 | 11/16/2010 | Claimant(s): Arlene McAdam, Charles McAdam
Claimant Lawyers(s): Robert W. Hutchinson
Respondent(s): Wachovia Securities, John Waite
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): William F. Skewes, Marilyn R. Lewis, Edward Allan Hindman
Hearing Site: Denver, CO
| | $100,300 |
| 08-04581 | 05/28/2009 | Claimant(s): Stewart Mcfadden
Claimant Lawyers(s): Stewart McFadden
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
| | |
| 08-03718 | 04/01/2009 | Claimant(s): George and Brenda Hansen
Claimant Lawyers(s): George Hansen
Respondent(s): Hugh Bandy, Edward Jones
Respondent Lawyers(s): Kimber L. Monroe
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
| | $3,869 |
| 07-02699 | 03/31/2009 | Claimant(s): Richard Blanco
Claimant Lawyers(s): Otto K. Hilbert
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): William F. Skewes, Thomas Marston Haskins, Gregory P. Lembree
Hearing Site: Denver, CO
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