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FINRA Awards for Ian J. Frimet

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Displaying 11-17 out of 17 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0106710/21/2014Claimant(s): John Parmigiani
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): S.W. Bach & Company
Respondent Lawyers(s): Scott Shapiro
Arbitrator(s): Annamaria Boccia Smith, John Clark Van Steen, James Alexander Brown
Hearing Site: New York, NY
13-0309806/06/2014Claimant(s): J.D. Nicholas & Associates.
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Michael Regina, Patrick Teutonico
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Peter A. Goldman
Hearing Site: New York, NY
12-0284212/02/2013Claimant(s): J.D. Nicholas & Associates.
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Joseph Rivera
Respondent Lawyers(s): Joseph Peter Rivera
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
12-0177511/12/2013Claimant(s): Siegfried Mayer
Claimant Lawyers(s): Siegfried Mayer
Respondent(s): Brian Weinberg, Jeffrey Jones, Synergy Investment Group
Respondent Lawyers(s): Baruch Gottesman, Ian J. Frimet
Arbitrator(s): Martin Mandel
Hearing Site: Denver, CO
Checkmark Icon$25,000
12-0034104/03/2013Claimant(s): Daniel Dvorznak, James Dolan, Nicholas Tsikitas
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Anthony Salamone
Respondent Lawyers(s): Anthony Patrick Salamone
Arbitrator(s): Denzil J. Klippel
Hearing Site: New York, NY
11-0206603/05/2013Claimant(s): Brian Lureen
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Eplanning Securities.
Respondent Lawyers(s): Timothy A. Menezes
Arbitrator(s): Robert F. Sanville
Hearing Site: Philadelphia, PA
10-0366005/21/2012Claimant(s): Danny Spiegel, Gaurav Lall, Tamir Shabat
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Reuven Enterprises Securities Division,, Synergy Investment Group
Respondent Lawyers(s): Ian J. Frimet, Marci Goldstein Kokalas, Esq.
Arbitrator(s): Lise Gabrielle Hunter, Susan Manca, Ronald J. Colombo
Hearing Site: New York, NY

17 Results

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