Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-02582 | 12/29/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Todd Ratner Respondent(s): Allison Tarpley, UBS Financial Services Inc. Respondent Lawyers(s): John M. Phalen, Molly Tatman Arbitrator(s): Mark L. Williams Hearing Site: Dallas, TX | ||
| 10-02601 | 12/16/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Nicole E. Stadelmaier Respondent(s): Wilson Chan Respondent Lawyers(s): Wilson Chan Arbitrator(s): Bill H. Brister Hearing Site: Dallas, TX | ||
| 10-02096 | 12/16/2010 | Claimant(s): Vicki Williams Claimant Lawyers(s): Vicki R Williams Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Thomas F. Kopshever Arbitrator(s): Patricia B. Lehtola Hearing Site: Dallas, TX |  | $0 |
| 09-05032 | 12/15/2010 | Claimant(s): Ensco International Incorporated Claimant Lawyers(s): Robert L. Wright Respondent(s): Jefferies & Company. Respondent Lawyers(s): Martin J. Auberbach Arbitrator(s): Robert E. Treadaway, Edward J. Lynch, James W. Kerr Hearing Site: Dallas, TX | | $0 |
| 09-02634 | 12/02/2010 | Claimant(s): Reef Securities. Claimant Lawyers(s): Joel Held Respondent(s): James Buquoi, Ryan Wright Respondent Lawyers(s): Cleveland G. Clinton Arbitrator(s): G. Dale McKissick, Daniel A. Kile, Nicole T. LeBoeuf Hearing Site: Dallas, TX | ||
| 10-02042 | 11/29/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): James Van Dyke Respondent(s): Jonathan Dameron Respondent Lawyers(s): Jonathan Beau Dameron Arbitrator(s): Helmut O. Wolff Hearing Site: Dallas, TX | ||
| 10-03047 | 11/29/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mary Jo Cantu Respondent(s): Trey Trammell Respondent Lawyers(s): Trey Calvin Trammell Arbitrator(s): Patricia B. Lehtola Hearing Site: Dallas, TX | ||
| 09-06649 | 11/12/2010 | Claimant(s): First Southwest Company Claimant Lawyers(s): Christopher R. Richie Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Donald R. Littlefield Arbitrator(s): Peter J. Conlon, Linda B. Kelly, Robert E. Treadaway Hearing Site: Dallas, TX | ||
| 10-02108 | 10/28/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Michael S. Colombo Respondent(s): Michael Shaw Respondent Lawyers(s): Michael Shaw Arbitrator(s): Leah A. Murray Hearing Site: Dallas, TX | ||
| 09-05881 | 10/28/2010 | Claimant(s): Gay Parks, Vernon Parks Claimant Lawyers(s): Vernon R. Parks Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | | $0 |