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FINRA Awards for Michael P. Gilmore

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Displaying 11-20 out of 31 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0000612/13/2018Claimant(s): Arthur Puglia
Claimant Lawyers(s): Arthur R. Puglia
Respondent(s): Bao Nguyen, Gregory Melendez, William Karvecky, Pecunia Management
Respondent Lawyers(s): Bao Quoc Nguyen, John E. Lawlor, Michael D. Handelsman, Michael P. Gilmore
Arbitrator(s): Elliot B. Platt
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
17-0055412/11/2018Claimant(s): Muhammad Munir, Uzma Munir, Muhammad Munir SEP IRA, Muhammad and Uzma Munir
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Lita S Menkin, Jack A. Helms, John Winslow Griesser
Hearing Site: Nashville, TN
Checkmark IconExpungement
18-0202811/15/2018Claimant(s): Leonard Dibbs
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Four Points Capital Partners LLC
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Wilmington, DE
Checkmark IconExpungement
14-0142405/17/2017Claimant(s): Roger Donenfeld, Roger F. Donenfeld IRA
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Daniel Terpak, National Securities Corporation, Melvin Stoutenburg, Mohammed Sheikh
Respondent Lawyers(s): Michael P. Gilmore, Randall C. Place
Arbitrator(s): Michael M. Hachigian, Robert E. Jenks, Madina C. Boland
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
16-0102903/09/2017Claimant(s): Zachary Hepner
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): Chimera Securities
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY
16-0078609/16/2016Claimant(s): Larry Peterson
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Anthony Monaco, Robert Jean, Aegis Capital Corp.
Respondent Lawyers(s): Michael P. Gilmore, Robert Jean
Arbitrator(s): James Mark Eason
Hearing Site: Albuquerque, NM
Checkmark Icon$0
15-0097201/20/2016Claimant(s): Paul Billings
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): National Securities Corporation, William Madara
Respondent Lawyers(s): Jay Israel, Michael P. Gilmore
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
Checkmark Icon$43,237
15-0097911/10/2015Claimant(s): Joanne Clothier
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): National Securities Corporation, William Madara
Respondent Lawyers(s): Jay Israel, Michael P. Gilmore
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
Checkmark Icon$47,550
13-0143012/16/2014Claimant(s): Edward Singer, Nancy Singer, Edward S. Singer 1931 Trust dtd 1/02/31
Claimant Lawyers(s): Daniel B. Carlson
Respondent(s): G. Runnels, T.R. Winston & Company
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Nancy J. Spieczny, James J. Dobbin, Gary Patrick Poon
Hearing Site: San Diego, CA
Checkmark IconExpungement
13-0107908/07/2014Claimant(s): Aegis Capital Corp.
Claimant Lawyers(s): Michael P. Gilmore
Respondent(s): Joseph Santiago
Respondent Lawyers(s): Joseph Santiago
Arbitrator(s): Robert M. Goldstein
Hearing Site: New York, NY

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