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FINRA Awards for Banc of America Investment Services Inc.

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Displaying 171-180 out of 185 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0187601/24/2008Claimant(s): Robert Cash
Claimant Lawyers(s): Laura I. Hillerich
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Richard A. Boucher
Arbitrator(s): Mitchell B. Goldberg
Hearing Site: Cincinnati, OH
Checkmark Icon$6,386
06-0367001/08/2008Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Michae Hampton
Respondent Lawyers(s): Albert S. Watkins
Arbitrator(s): Thomas J. Ray, Bruce S. Feldacker, Jesse David Hill
Hearing Site: St. Louis, MO
06-0412511/27/2007Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Michael Mercadante
Respondent Lawyers(s): Michael Mercadante
Arbitrator(s): James J. Brearton, Roland M. Cavalier, Ruth A. Ihne
Hearing Site: Albany, NY
06-0334511/20/2007Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Michael Winemiller
Respondent Lawyers(s): Paul Forrest Craig
Arbitrator(s): Richard L. Oates, David George McCabe, Scott E. Ferguson
Hearing Site: Memphis, TN
06-0313711/14/2007Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Andrew Bryan
Respondent Lawyers(s): Andrew T. Bryan
Arbitrator(s): William J. Travis, John N. Reidy, R. Phillip Reed
Hearing Site: St. Louis, MO
07-0127011/06/2007Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Deborah A. Mark
Respondent(s): Bayan Alrachid
Respondent Lawyers(s): Bayan Alrachid
Arbitrator(s): Linda L. Drummond
Hearing Site: Los Angeles, CA
07-0024010/31/2007Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Lawrence Scoloveno
Respondent Lawyers(s): Lawrence D. Scoloveno
Arbitrator(s): Sandralin J. Kiss, Virginia Kali Sourlis, Stanley M. Lenkowicz
Hearing Site: Newark, NJ
06-0491110/30/2007Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): James Demuynck
Respondent Lawyers(s): James Valere Demuynck
Arbitrator(s): AnnDrea M. Benson
Hearing Site: Buffalo, NY
07-0181010/30/2007Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fisher
Respondent(s): Danny Daniels
Respondent Lawyers(s): Danny Daniels
Arbitrator(s): Linda B. Kelly
Hearing Site: Dallas, TX
06-0255510/05/2007Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Mark Del Toro
Respondent Lawyers(s): Mark L. Del Toro
Arbitrator(s): Dolores M Martin, Henry Hermann, Raul Antonio Canez
Hearing Site: Dallas, TX

185 Results

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