| 09-00253 | 10/02/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Gabrell Chambers
Respondent Lawyers(s): Gabrell Christian Chambers
Arbitrator(s): Kenneth D. Bingham, David B. Dyer, David R. Steckler
Hearing Site: Dallas, TX
| | |
| 09-01567 | 10/01/2009 | Claimant(s): Balasubramanian Ganesh, Bhuvaneswan Basubramanian
Claimant Lawyers(s): Balasubramanian Ganesh
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Nikole Crosby
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
|  | $2,287 |
| 09-01250 | 09/22/2009 | Claimant(s): Robert Dillon and Nancy Dillon
Claimant Lawyers(s): Scott M. Dimond
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Barton Wayne Cox
Arbitrator(s): George G. Kurschner
Hearing Site: Ft. Lauderdale, FL
| | $18,770 |
| 08-04338 | 09/15/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Andrew Prophet
Respondent Lawyers(s): Andrew Seafus Prophet
Arbitrator(s): Dallas Whitney Coffman
Hearing Site: Hartford, CT
| | |
| 09-01073 | 09/15/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Dean Matthews
Respondent Lawyers(s): Dean Sean Matthews
Arbitrator(s): Mitchell M. Willoughby
Hearing Site: Charlotte, NC
| | |
| 08-03113 | 09/14/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Jason Roberts
Respondent Lawyers(s): Jason J. Roberts
Arbitrator(s): Douglas E. DeTata, John Edward Bersin, Charles Eugene Markley
Hearing Site: San Francisco, CA
| | |
| 07-01200 | 09/02/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Wade Contney
Respondent Lawyers(s): Wade Contney
Arbitrator(s): Paul G. Cuomo, John Joseph Cotter, James J. Gadarowski
Hearing Site: Providence, RI
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| 08-00849 | 08/18/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas A. Volz
Respondent(s): Michael Caprioni
Respondent Lawyers(s): Michael Caprioni
Arbitrator(s): James M. Baumann, Alan Shaw, Joseph Christopher Rosa
Hearing Site: Newark, NJ
| | |
| 08-00523 | 08/13/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Robert Martin
Respondent Lawyers(s): Robert Martin
Arbitrator(s): Thomas Caiaffa, Jeffrey Steinberg, John W. Thomas
Hearing Site: Newark, NJ
| | |
| 08-01524 | 07/31/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas G. Stack
Respondent(s): Jeffrey Boettcher
Respondent Lawyers(s): Mark Chester
Arbitrator(s): Katherine M. Harmeyer, Douglas E. McArthur, Allan D. Breyer
Hearing Site: Phoenix, AZ
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