Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-01340 | 12/20/2011 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Blake Richards Respondent Lawyers(s): Blake Bancroft Richards Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA | ||
| 11-01228 | 10/05/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Diane C. Fischer Respondent(s): Bruce Lanahan Respondent Lawyers(s): Bruce G. Lanahan Arbitrator(s): Charles A. Joplin Hearing Site: Dallas, TX | ||
| 11-02114 | 10/03/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Diane C. Fischer Respondent(s): Nick Kerrigan Respondent Lawyers(s): Nick John Kerrigan Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 09-06999 | 09/26/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Marc Perkins Respondent Lawyers(s): Marc Perkins Arbitrator(s): Donald B. Vaden Hearing Site: Charlotte, NC | ||
| 11-01401 | 08/25/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Diane C. Fischer Respondent(s): Warren Weems, III Respondent Lawyers(s): Warren Alfred Weems, III Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 10-05314 | 08/16/2011 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Odai Singh Respondent Lawyers(s): Odai Vir Singh Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 09-06590 | 08/02/2011 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Franklin Hill Respondent Lawyers(s): Franklin Hill Arbitrator(s): Merle D. Rockwell, Yvette C. Hatfield, Gene E. Godley Hearing Site: Washington, DC | ||
| 11-00970 | 08/02/2011 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Michael Hegyan Respondent Lawyers(s): Michael G. Hegyan Arbitrator(s): Jeffrey W. Finke Hearing Site: Chicago, IL | ||
| 09-00906 | 07/25/2011 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Steven Williams Respondent Lawyers(s): Leonard J. Meyer Arbitrator(s): William Cavalier, Henry Hermann, Patricia J. Branco Hearing Site: Dallas, TX | ||
| 10-00400 | 07/22/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Eric Flaim Respondent Lawyers(s): Eric Joseph Flaim Arbitrator(s): Ernest Fanwick Hearing Site: Manchester, NH |