| 09-07223 | 02/03/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Jordan D. Weinreich
Respondent(s): David Bigler, Paul Walker, Pericles Gregoriou, Richard Suss
Respondent Lawyers(s): Jordan D. Weinreich, Paul A. Lieberman
Arbitrator(s): Monica I. Salis, Robert S. Natiss, William R. Alheim
Hearing Site: Miami, FL
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| 09-03761 | 02/15/2011 | Claimant(s): Michael Poutre, Shlomo Eplboim, EP Acquisition Corp
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Jeff Garstka, Myron Schneidt, Maxxtrade.
Respondent Lawyers(s): Charles C. Mihalek, M. David Schneidt
Arbitrator(s): Alvin S. Milder, James P. Murphy, Mary Alice Freeman
Hearing Site: Los Angeles, CA
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| 07-03306 | 01/16/2009 | Claimant(s): Kayvan Karoon
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Steven Lasser
Respondent Lawyers(s): Steven Jay Lasser
Arbitrator(s): Daniel J. McCarthy, Michael E. Silverman, Joan Marie Chiusano
Hearing Site: Newark, NJ
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| 07-00534 | 06/23/2008 | Claimant(s): Thomas Mccarthy
Claimant Lawyers(s): Cindy D Salvo
Respondent(s): Financial Network Investment Corporation, Karoon Capital Markets.
Respondent Lawyers(s): Paul A. Lieberman, Thomas Vays
Arbitrator(s): Jeffrey Steinberg, Linda T. Pellegrino, Douglas John Baumann
Hearing Site: Newark, NJ
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| 07-01950 | 01/31/2008 | Claimant(s): Kayvan Karoon
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Joseph Fitzgerald
Respondent Lawyers(s): Joseph Fitzgerald
Arbitrator(s): Robert L. Spangler
Hearing Site: New York, NY
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| 05-00049 | 08/24/2007 | Claimant(s): L.H. Ross & Company
Claimant Lawyers(s): Mark A. Berman
Respondent(s): Brendan Wright, John Stapleton, Martin Ritchie-Haughton
Respondent Lawyers(s): Brendan Michael Wright, Harry J. Delagrammatikas, Paul A. Lieberman
Arbitrator(s): Alan Steven Brodherson, Ross B. Intelisano, Monroe (Mike) Kaufman
Hearing Site: New York, NY
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