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FINRA Awards for Maxim Group LLC

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Displaying 11-20 out of 24 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0283306/04/2012Claimant(s): Maxim Group LLC
Claimant Lawyers(s): James Siegel
Respondent(s): Krishna Darooka
Respondent Lawyers(s): Krishna Kumar Darooka
Arbitrator(s): Donald J. Zoeller, Joseph N. Stineman, David S. Paul
Hearing Site: New York, NY
11-0401705/22/2012Claimant(s): Maxim Group LLC
Claimant Lawyers(s): James E. Siegel
Respondent(s): Thomas Tartaglia
Respondent Lawyers(s): Thomas Lewis Tartaglia
Arbitrator(s): Michael H. DuBoff, Arnold Wagner, Murray Cwass
Hearing Site: New York, NY
10-0092712/02/2011Claimant(s): Maxim Group LLC
Claimant Lawyers(s): James E. Siegel
Respondent(s): Mourad Jridi
Respondent Lawyers(s): Reynaldo G. Geerken
Arbitrator(s): Robert Pincus, Douglas F. Stone, Martin H. Zern
Hearing Site: New York, NY
09-0134303/03/2011Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Christopher G. Massey
Respondent(s): Leslie Buch
Respondent Lawyers(s): Leslie Neal Buch
Arbitrator(s): Richard W. Vallario, Susan C. Lushing, Andrew H. Freund
Hearing Site: New York, NY
10-0203812/08/2010Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Christopher G. Massey
Respondent(s): Ryan Aldridge
Respondent Lawyers(s): Ryan William Aldridge
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
09-0509502/17/2010Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Maria Melissa T. Astudillo
Respondent(s): George Mahfouz
Respondent Lawyers(s): George E. Mahfouz
Arbitrator(s): W. Michael Kelley
Hearing Site: Phoenix, AZ
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09-0322901/14/2010Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Christopher G. Massey
Respondent(s): Yachtz Winch
Respondent Lawyers(s): Yachtz Radcliff Winch
Arbitrator(s): Marvin G. Pickholz
Hearing Site: New York, NY
09-0222712/02/2009Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Christopher G. Massey
Respondent(s): Martin Feinberg
Respondent Lawyers(s): Martin Feinberg
Arbitrator(s): David E. Robbins
Hearing Site: New York, NY
Checkmark Icon$0
09-0330712/01/2009Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Christopher Massey
Respondent(s): Darryl Wise
Respondent Lawyers(s): Darryl C. Wise
Arbitrator(s): Paul K. Barenholtz
Hearing Site: New York, NY
08-0212205/14/2009Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Christopher G. Massey
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Herbert Z. Geiger
Hearing Site: Newark, NJ

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