| 15-00660 | 08/30/2016 | Claimant(s): Casey Sutton
Claimant Lawyers(s): Robert A. Bracken
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Lorie E. Almon
Arbitrator(s): Stephen P. Hoffman, Michael C. Wittenberg, CPF, CLU, ChFC, Lisa Bass Morris
Hearing Site: Charlotte, NC
| | |
| 13-03439 | 06/02/2014 | Claimant(s): Patrick Cottrell
Claimant Lawyers(s): T. John Kirk
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Brian H. Oates
Arbitrator(s): Stuart D. Summers
Hearing Site: Indianapolis, IN
|  | $17,942 |
| 12-03921 | 02/06/2014 | Claimant(s): Bryan Anderson
Claimant Lawyers(s): John G. Dana
Respondent(s): Pruco Securities., Thomas Brannan, The Prudential Insurance Company of Amer
Respondent Lawyers(s): E. Glenn Waldrop, Kevin D. Hofman
Arbitrator(s): Steven P. Gregory, Victor L. Hayslip, Charles Lange Clark
Hearing Site: Birmingham, AL
| | |
| 12-00181 | 12/10/2013 | Claimant(s): Pruco Securities., The Prudential Insurance Co. of America
Claimant Lawyers(s): Lorie Almon
Respondent(s): Terry Sandvold
Respondent Lawyers(s): Thomas Jamison
Arbitrator(s): Daniel D. Hill
Hearing Site: Minneapolis, MN
| | |
| 12-00769 | 02/07/2013 | Claimant(s): Muhammad Hossain
Claimant Lawyers(s): Muhammad M. Hossain
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Rachel M. Manne
Arbitrator(s): David I. Goldblatt, Harry T. Walters, Martin H. Jaffe
Hearing Site: New York, NY
| | |
| 12-00042 | 07/06/2012 | Claimant(s): Glenda Callanen
Claimant Lawyers(s): Glenda G. Callanen
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jack G. Lerner
Arbitrator(s): Robert W. Vernon
Hearing Site: Los Angeles, CA
| | $4,575 |
| 10-02619 | 01/31/2011 | Claimant(s): Mark Liebowitz
Claimant Lawyers(s): Stephen R. Bosin
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Alychia Lynn Buchan
Arbitrator(s): Gilbert F. Bach, Sam Antar, Edwin H. Bennett
Hearing Site: New York, NY
| | |
| 09-05528 | 04/19/2010 | Claimant(s): Gary Hicks
Claimant Lawyers(s): Gary D. Hicks
Respondent(s): Pruco Securities., The Prudential Insurance Company of Amer
Respondent Lawyers(s): Jeffrey J. Kmoch
Arbitrator(s): Donald W. McKenzie
Hearing Site: Indianapolis, IN
| | |
| 08-04669 | 12/11/2009 | Claimant(s): Mark Perlman
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Theodore J. Sawicki
Arbitrator(s): Michael Lau, Charles Hoffman, Randi Perry Spallina
Hearing Site: Boca Raton, FL
| | $43,357 |
| 09-03739 | 12/03/2009 | Claimant(s): John Koehler
Claimant Lawyers(s): John Thomas Koehler
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Sari M. Alamuddin
Arbitrator(s): James P. McCrocklin
Hearing Site: Indianapolis, IN
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