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FINRA Awards for James J. Vihstadt

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Displaying 21-30 out of 124 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0290510/03/2022Claimant(s): Subhash Mannava
Claimant Lawyers(s): Oran D. Cart
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
Checkmark Icon$0
22-0031509/01/2022Claimant(s): Tina Huston
Claimant Lawyers(s): Tina Huston
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Steven Meyrich
Hearing Site: Denver, CO
Checkmark Icon$0
20-0251006/17/2022Claimant(s): Robert Ihrig, Susan Ihrig
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Richard Djokic
Hearing Site: Denver, CO
Checkmark Icon$12,000
21-0002805/11/2022Claimant(s): Ian Delahunty
Claimant Lawyers(s): Michael S. Hill
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Karen Roberts Washington, Will Pryor, Subvet West
Hearing Site: Dallas, TX
Checkmark Icon$365,425
21-0142503/16/2022Claimant(s): Gary Zimmerman
Claimant Lawyers(s): Bryan T. Forman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Lawrence R. Maxwell
Hearing Site: Dallas, TX
Checkmark Icon$86,000
19-0180211/12/2021Claimant(s): Jennifer Lona, Philip Lane
Claimant Lawyers(s): Mark K. Davis
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Katherine Hendricks
Hearing Site: Seattle, WA
Checkmark Icon$34,875
20-0316010/29/2021Claimant(s): Matthew Simmons
Claimant Lawyers(s): Matthew Simmons
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Edward W. Morris
Hearing Site: Boston, MA
Checkmark Icon$0
19-0186709/08/2021Claimant(s): Anthony Porco
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Terrance J. Nolan, Betty Chen, John Michael Richardson
Hearing Site: New York, NY
Checkmark Icon$0
21-0037007/27/2021Claimant(s): Misbah Eldereiny
Claimant Lawyers(s): Tarek Saleh
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Kirtley M. Thiesmeyer, Shawn Michael Spaulding, William (Lee) Biddle
Hearing Site: San Diego, CA
Checkmark IconDismissed by Rule 12206
20-0180604/14/2021Claimant(s): Michael Grynberg
Claimant Lawyers(s): Michael Grynberg
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s):
Hearing Site: New York, NY
Checkmark Icon$0

124 Results

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