FINRA Awards for Michael W. Arnold

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-01880	10/31/2018	Claimant(s): Keith Nast Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Lincoln Financial Securities Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI
17-02416	08/01/2018	Claimant(s): Jeffrey Cohen, Randy Siller Claimant Lawyers(s): Janene Marasciullo Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY
17-02652	05/21/2018	Claimant(s): Andrew Seaborg Claimant Lawyers(s): MIchael Bessett Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Susan L. Walker Hearing Site: Milwaukee, WI
17-02127	04/17/2018	Claimant(s): Christopher Haist Claimant Lawyers(s): Christopher Scott Haist Respondent(s): Lincoln Financial Distributors. Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Jack D. Elmquist, Michael L. Weiner, Arthur Richard Tow Hearing Site: Minneapolis, MN