Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01612 | 12/09/2021 | Claimant(s): Lorenza Ceballos-Elder Claimant Lawyers(s): Lorenza L. Ceballos-Elder Respondent(s): Cassandra Moreno, Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX |  | $325 |
| 20-00161 | 11/09/2021 | Claimant(s): Carol Avery, Robert Avery Claimant Lawyers(s): Jason J. Kane Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Neils P. Murphy Arbitrator(s): Sherry R. Wetsch, Jude A Smith, Mark Ritchie Hearing Site: Houston, TX | | $51,375 |
| 21-00319 | 09/08/2021 | Claimant(s): Richard Kaplan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Legacy Asset Securities. Respondent Lawyers(s): Joseph R. Birkofer Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-02590 | 06/15/2021 | Claimant(s): Richy Scoggin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-02935 | 06/08/2021 | Claimant(s): David Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-03184 | 06/03/2021 | Claimant(s): William Fox Claimant Lawyers(s): Robert Moses Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-03878 | 04/07/2021 | Claimant(s): Intrepid Financial Partners LLC Claimant Lawyers(s): John Siegal Respondent(s): Antonio Fernandez Respondent Lawyers(s): Daniel A. Schnapp Arbitrator(s): Linda Broocks, Sherry R. Wetsch, Marquita Daniella Green Hearing Site: Houston, TX | ||
| 20-01040 | 03/24/2021 | Claimant(s): Arturo Torres Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Usaa Investment Services Company Respondent Lawyers(s): Sarah Moffett Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-02202 | 03/24/2021 | Claimant(s): Scott Tiras Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-02938 | 03/23/2021 | Claimant(s): William Young Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX |