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FINRA Awards for TD Ameritrade.

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Displaying 81-90 out of 419 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0217201/27/2022Claimant(s): Raymond Murdoch
Claimant Lawyers(s): Raymond M Murdoch
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kevin Lewis
Arbitrator(s): David J. Romanski
Hearing Site: Seattle, WA
Checkmark Icon$0
21-0054412/13/2021Claimant(s): Ranjit LoboPrabhu
Claimant Lawyers(s): Ranjit LoboPrabhu
Respondent(s): Charles Schwab & Co.., TD Ameritrade.
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Jacqueline R. Fox, Michael S. Yauch, Katherine Parsley
Hearing Site: Houston, TX
Checkmark Icon$0
21-0000711/29/2021Claimant(s): Gitee Jabarkhail
Claimant Lawyers(s): Gitee Jabarkhail
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Mary E. Woytek
Hearing Site: Washington, DC
Checkmark Icon$0
19-0180211/12/2021Claimant(s): Jennifer Lona, Philip Lane
Claimant Lawyers(s): Mark K. Davis
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Katherine Hendricks
Hearing Site: Seattle, WA
Checkmark Icon$34,875
20-0316010/29/2021Claimant(s): Matthew Simmons
Claimant Lawyers(s): Matthew Simmons
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Edward W. Morris
Hearing Site: Boston, MA
Checkmark Icon$0
21-0117410/26/2021Claimant(s): TD Ameritrade.
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Konstantinos Pagiazitis
Respondent Lawyers(s): Matthew C. Plant
Arbitrator(s): Howard J. Stiefel
Hearing Site: New York, NY
20-0040009/29/2021Claimant(s): John Elliott
Claimant Lawyers(s): Matthew R. Lewis
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): Eric A. Bensky
Arbitrator(s): Marilyn R. Lewis, Rick Gale Doty, Ruth M. Moore
Hearing Site: Denver, CO
Checkmark Icon$2,082,150
21-0145609/27/2021Claimant(s): Jordan Ganzekaufer
Claimant Lawyers(s): Jordan Ganzekaufer
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Robert E. Jenks
Hearing Site: San Diego, CA
Checkmark Icon$3,213
20-0367809/23/2021Claimant(s): Beyhan Kocatas, Eray Alkis, Erkan Alkis, Raymond Tanza, Steve Skiles
Claimant Lawyers(s): Jeff M. Meyerson
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): Gilbert R. Serota
Arbitrator(s): Joseph Neal Richardson, John Gary Langford, Scott F Stains
Hearing Site: Dallas, TX
Checkmark Icon$0
19-0186709/08/2021Claimant(s): Anthony Porco
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Terrance J. Nolan, Betty Chen, John Michael Richardson
Hearing Site: New York, NY
Checkmark Icon$0

419 Results

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