Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-02914 | 05/23/2014 | Claimant(s): John Van Ingen Claimant Lawyers(s): John Van Ingen Respondent(s): TD Ameritrade. Respondent Lawyers(s): Janine M. Lucas Arbitrator(s): Leo G. Stern Hearing Site: Minneapolis, MN |  | $25 |
| 13-02915 | 05/01/2014 | Claimant(s): Steve Manley Claimant Lawyers(s): Steve Manley Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): Ralph M. Goren Hearing Site: Indianapolis, IN | | $6,574 |
| 13-02001 | 04/25/2014 | Claimant(s): Renata Colon Claimant Lawyers(s): Renata Colon Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Bernard A. Friedman Hearing Site: New York, NY | | $0 |
| 13-01812 | 04/10/2014 | Claimant(s): Ben Rosenfeld Claimant Lawyers(s): Ben Rosenfeld Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | | $0 |
| 13-02446 | 04/02/2014 | Claimant(s): Jan Harris Claimant Lawyers(s): Jan E. Harris Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): Janine M. Lucas Arbitrator(s): Michael J. Fish Hearing Site: Honolulu, HI | | $25 |
| 11-02736 | 03/04/2014 | Claimant(s): Bart Sullivan, Bart Sullivan. Claimant Lawyers(s): Bart Sullivan Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): Michael D. Harrison, Dennis A. Torres, Jack R. Goetz Hearing Site: Los Angeles, CA | | $0 |
| 13-00184 | 02/28/2014 | Claimant(s): TD Ameritrade. Claimant Lawyers(s): Howard J. Kaplan Respondent(s): Shan Nagendra Respondent Lawyers(s): Douglas J. Kinz Arbitrator(s): Walter A. Kapuscinski, Louis H. Miron, Morton S. Bunis Hearing Site: Newark, NJ | | $0 |
| 13-01094 | 02/27/2014 | Claimant(s): Peter McCabe Claimant Lawyers(s): Peter McCabe Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Sterling N. Frost Hearing Site: San Francisco, CA | | $163 |
| 13-01575 | 02/26/2014 | Claimant(s): Michael Santilli Claimant Lawyers(s): Michael Santilli Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Martin Mushkin Hearing Site: Hartford, CT | | $3,019 |
| 13-00188 | 02/21/2014 | Claimant(s): Ghaleb Azroui Claimant Lawyers(s): Ghaleb K Azroui Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): John E. Parkes, G. Gale Roberson, Jerome F. Crotty Hearing Site: Chicago, IL | | $0 |