FINRA Awards for Susan E. Sheely

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 31-37 out of 37 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-03595	04/09/2013	Claimant(s): Catherine Haas Claimant Lawyers(s): Catherine Haas Respondent(s): Ameriprise Financial Services., John Hughes Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Alun Hywel Jones Hearing Site: Augusta, ME		$19,879
11-04171	02/14/2013	Claimant(s): Victoria Ross Claimant Lawyers(s): Victoria W. Ross Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Jerome F. Crotty, Susan S. Hickel, Susanne J. Hollander Hearing Site: Chicago, IL
12-02231	02/08/2013	Claimant(s): Dina Nogueira, Ricardo Nogueira Claimant Lawyers(s): Ricardo Nogueira Respondent(s): Ameriprise Financial Services., Michael Gould Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Julian F. Santos Hearing Site: Newark, NJ		$213
12-00768	01/18/2013	Claimant(s): Lillian D'Elia Claimant Lawyers(s): Lillian D'Elia Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Randy R. Freedman Hearing Site: Boca Raton, FL		$0
12-01717	11/19/2012	Claimant(s): Karen L. Milia, IRA, Mark S. Milia Claimant Lawyers(s): Mark S. Milia Respondent(s): Christian Hammer-Huber, Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Ellen Holland Keller Hearing Site: Cleveland, OH		$0
11-03296	08/10/2012	Claimant(s): The Estate of Fern B. Heaton Claimant Lawyers(s): Terance P. Perry Respondent(s): Ameriprise Financial Services., Jared Losing Respondent Lawyers(s): Howard M. Klausmeier, Susan E. Sheely Arbitrator(s): Bernard F. Vail Hearing Site: Helena, MT		$0
11-04029	05/15/2012	Claimant(s): Kristen Mahoney Claimant Lawyers(s): Kristen Mahoney Respondent(s): Charles Brancato Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY		$0