FINRA Awards for Fern Sue Reidman

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-01728	01/26/2021	Claimant(s): Herbert Cohen Claimant Lawyers(s): Christopher J. Gray Respondent(s): National Securities Corporation, Scott Matalon Respondent Lawyers(s): Frank J. Cuccio, Fred Knopf Arbitrator(s): Fern Sue Reidman, Ellyn S. Roth, Anna Lascar Hearing Site: New York, NY		Expungement
14-03312	04/26/2016	Claimant(s): Frank Munnerlyn, Margaret Munnerlyn Claimant Lawyers(s): Ariel S. Rosenzveig Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Regina Pepe Martorana Arbitrator(s): Sandra Gale Behrle, Robert E. Anderson, Fern Sue Reidman Hearing Site: New York, NY		Expungement
13-01587	07/15/2015	Claimant(s): Bethany Jolly, John Jolly Claimant Lawyers(s): Peter J. Mougey Respondent(s): Alan Chodosh, David Lerner Associates., David Lerner, John Dempsey, Martin Lerner, Mitchell Fischer, Steven Sormani Respondent Lawyers(s): Michael G. Shannon Arbitrator(s): Robert J. Kheel, Fern Sue Reidman, Antonio Olivero Hearing Site: New York, NY		Expungement
11-02043	05/09/2013	Claimant(s): Tracy Landow Claimant Lawyers(s): Martin P. Unger Respondent(s): Goldman, Sachs and Company, John Blondel Respondent Lawyers(s): Mark Cohen Arbitrator(s): Fern Sue Reidman, April D. Bowie, Susan Manca Hearing Site: New York, NY		$1,647,910