| 10-00517 | 09/14/2010 | Claimant(s): Brian Siulinski
Claimant Lawyers(s): Brian W. Siulinski
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Donald K. Eckhardt
Hearing Site: Houston, TX
|  | $11,222 |
| 09-04585 | 07/30/2010 | Claimant(s): Benjamin Mathis, Harold Mathis
Claimant Lawyers(s): Benjamin Mathis, Harold Mathis
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Donald K. Eckhardt, Arno C. Schwethelm, William A. Wilson
Hearing Site: Houston, TX
| | $25,000 |
| 08-04902 | 05/13/2010 | Claimant(s): Mary Davis
Claimant Lawyers(s): Lee Bowie
Respondent(s): Alan Ferguson, James Kelsoe, Lynn Shaw, Morgan Keegan & Company.
Respondent Lawyers(s): Suzanne H. Bertolett
Arbitrator(s): Donald K. Eckhardt, Dale A. Hearn, Robert M. Lubin
Hearing Site: Jackson, MS
| | $196,958 |
| 08-03370 | 11/13/2009 | Claimant(s): Percy Dover and Karen Dover
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Colleen D. Hitch
Arbitrator(s): Richard L. Oates, Donald K. Eckhardt, Jerry L. Hooper
Hearing Site: Memphis, TN
| | $0 |
| 08-02547 | 11/04/2009 | Claimant(s): Dana Gribi
Claimant Lawyers(s): Jack W. Cunningham
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): David R. Maurer
Arbitrator(s): Donald K. Eckhardt, Martin Samuel Altimore, Jeffrey R. Jury
Hearing Site: Houston, TX
| | $7,500 |
