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FINRA Awards for Steven A. Infante

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0199509/12/2017Claimant(s): Francois Perron
Claimant Lawyers(s): Francois Perron
Respondent(s): William Nelson
Respondent Lawyers(s): William David Nelson
Arbitrator(s): Steven A. Infante, William A. Rome, Mary P. Bass
Hearing Site: New York, NY
Checkmark Icon$5,000
10-0478407/03/2012Claimant(s): Stavros Oscar Cid and Teresa Cid JTWROS, Teresa Cid JTWROS
Claimant Lawyers(s): Robert Giusti
Respondent(s): Citigroup Global Markets., John Abadiotakis
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Joan M. Traub, Steven A. Infante, Benjamin L. Anderson
Hearing Site: New York, NY
Checkmark Icon$0
10-0012511/09/2010Claimant(s): Anna Kazar
Claimant Lawyers(s): Elizabeth Hendricks
Respondent(s): Citigroup Global Markets., John Hochstrasser
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Fred S. Pieroni, Daniel J. McCarthy, Steven A. Infante
Hearing Site: New York, NY
Checkmark Icon$0
06-0461008/19/2009Claimant(s): Maxine Jaffe
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s): Ernest Fanwick, Steven A. Infante, Fred L. Simon
Hearing Site: New York, NY
Checkmark Icon$152,186
07-0218910/08/2008Claimant(s): Joan Donohue, Todd Donohue, Joan E. Donohue, IRA
Claimant Lawyers(s): Richard J. Edson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Thomas M. Crawford, Edith M. Novack, Steven A. Infante
Hearing Site: New York, NY
Checkmark IconExpungement
05-0110611/30/2007Claimant(s): Anthony Titone
Claimant Lawyers(s): Kimberly N. Testa
Respondent(s): RBC Dain Rauscher., Stanley Hochhauser
Respondent Lawyers(s): Sandra Grannum
Arbitrator(s): Ivan W. Harper, Frank J. Spencer, Steven A. Infante
Hearing Site: New York, NY
Checkmark IconStipulated Award and Expungement

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