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FINRA Awards for David B. Lacks

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0599012/28/2010Claimant(s): Warren J. Meyer and Mary Ellen Meyer
Claimant Lawyers(s): Steven W. Koslovsky
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): James C. Browning
Arbitrator(s): David B. Lacks
Hearing Site: St. Louis, MO
Checkmark Icon$31,460
07-0145212/17/2009Claimant(s): L. James Reese Revocable Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David E. Bamberger
Arbitrator(s): Melford V. McCormick, David B. Lacks, Michael A. Kleinman
Hearing Site: Kansas City, MO
Checkmark Icon$0
08-0360708/06/2009Claimant(s): Scottrade.
Claimant Lawyers(s): Thomas L. Azar
Respondent(s): Elisei Chereji
Respondent Lawyers(s): Joseph Soraghan
Arbitrator(s): Albert J. Haller, David B. Lacks, Daniel J. Marsh
Hearing Site: St. Louis, MO
Checkmark Icon$0
06-0538208/21/2008Claimant(s): Delmer Urbanczyk
Claimant Lawyers(s): Steve Koslovsky
Respondent(s): Janet Urbanczyk, Marvin Urbanczyk, A.G. Edwards & Sons., Roger David, Edward Jones
Respondent Lawyers(s): Donald D. McBride, Frederic M. Wolfram, William S. Port
Arbitrator(s): Albert J. Haller, David B. Lacks, David A. Fingerhut
Hearing Site: St. Louis, MO
Checkmark IconAccount transfer request is granted
05-0107210/08/2007Claimant(s): Jacqueline Hayes
Claimant Lawyers(s): Jacqueline Hayes
Respondent(s): Curtis Triggs, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Curtis W. Triggs, David M. Minnick
Arbitrator(s): Gerald Cohen, Lawrence R. Goldberg, David B. Lacks
Hearing Site: St. Louis, MO
Checkmark Icon$0

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