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FINRA Awards for Benjamin L. Anderson

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0091011/23/2018Claimant(s): Herbert Voss
Claimant Lawyers(s): Timothy J. Dennin
Respondent(s): Danard Brown, Frank Fusco, Legend Securities.
Respondent Lawyers(s): Danard W. Brown, Frank Philip Fusco, Salvatore C. Caruso
Arbitrator(s): Benjamin L. Anderson, Michele S. Riley, Wallace Anthony Showman
Hearing Site: New York, NY
Checkmark Icon$1,075,000
16-0216904/20/2017Claimant(s): Carol Cohen, Martin Cohen
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Oppenheimer & Co.., Raymond, James & Associates., Peter Marketos
Respondent Lawyers(s): Ralph T. Izzo, Robert L. Herskovits, Robert M. Rudnicki
Arbitrator(s): Annamaria Boccia Smith, Benjamin L. Anderson, Steven Hale Zousmer
Hearing Site: New York, NY
Checkmark IconExpungement
10-0486807/05/2012Claimant(s): SCO Capital Partners LLC
Claimant Lawyers(s): David H. Wollmuth
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Brett D. Jaffe
Arbitrator(s): Cynthia A. DiMarco, Benjamin L. Anderson, Thomas A. Abitabile
Hearing Site: New York, NY
Checkmark Icon$0
10-0478407/03/2012Claimant(s): Stavros Oscar Cid and Teresa Cid JTWROS, Teresa Cid JTWROS
Claimant Lawyers(s): Robert Giusti
Respondent(s): Citigroup Global Markets., John Abadiotakis
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Joan M. Traub, Steven A. Infante, Benjamin L. Anderson
Hearing Site: New York, NY
Checkmark Icon$0
09-0385610/22/2010Claimant(s): Leo Greenland
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Martin Hunger, Howard L. Sobel, Benjamin L. Anderson
Hearing Site: New York, NY
Checkmark Icon$0

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