| 18-02750 | 10/30/2019 | Claimant(s): Jerry Steelman
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Woodstock Financial Group.
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Thomas Joseph Atkinson, Stephen Earl Clark, Richard Manuel Barcia
Hearing Site: Memphis, TN
|  | $154,000 |
| 18-00026 | 01/16/2019 | Claimant(s): George Booth
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Woodstock Financial Group.
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Charles Scott McClellan
Hearing Site: Seattle, WA
| | $0 |
| 17-00630 | 07/03/2018 | Claimant(s): Chris Schlatter
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Barry Kiront, Blake Kiernan, Stephen Kiront, Woodstock Financial Group.
Respondent Lawyers(s): Blake H. Kiernan, John E. Lawlor, Martin P. Unger
Arbitrator(s): Thomas F. Mahoney, David J. Hase, Mark A. Frankel
Hearing Site: Des Moines, IA
| | $105,000 |
| 16-00751 | 10/27/2017 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Marc Kalter, Woodstock Financial Group.
Respondent Lawyers(s): Heidi E. VonderHeide, Yelena Rapoport
Arbitrator(s): Mark L Miller, Gerald J. Egermier, Troy J. Bird
Hearing Site: Omaha, NE
| | Settlement |
| 15-03356 | 10/06/2017 | Claimant(s): George Mirmelstein
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Anthony Branca, Barry Kiront, David Wolk, Richard Catherall, Stephen Kiront, William Raike, Woodstock Financial Group.
Respondent Lawyers(s): Alan Wolper, David Robert Wolk, Martin P. Unger, Richard E. Catherall
Arbitrator(s): Stuart H. Dunn, Janice L. Burnham, Harold Craig Cohen
Hearing Site: Norfolk, VA
| | $0 |
| 11-01017 | 06/25/2012 | Claimant(s): 4R Partnership, by Jon Roberts, Partner, C. Marvin Trust, Trustee
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): David Schrager, Woodstock Financial Group.
Respondent Lawyers(s): Thomas Vays
Arbitrator(s): James E. Michaels, James A. Hayes, Ken L. Andersen
Hearing Site: Omaha, NE
| | $75,000 |
| 10-03241 | 06/24/2011 | Claimant(s): Carole Liotti
Claimant Lawyers(s): Benedict L. Sliney
Respondent(s): Brian Mandart, Morgan Wilshire Securities., Woodstock Financial Group.
Respondent Lawyers(s): Bari Handwerger, Brian Mandart, Michael Finnan
Arbitrator(s): Gary W. Sherbell, John J. Duval, Denise N. Seegobin
Hearing Site: New York, NY
| | $39,580 |
