| 19-01267 | 04/06/2021 | Claimant(s): Jackie Sterling
Claimant Lawyers(s): Steven Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Harvey R. Linder, Stephen Earl Clark, Daniel Mora
Hearing Site: Nashville, TN
|  | Expungement |
| 14-01623 | 03/02/2016 | Claimant(s): Rodolfo Romero
Claimant Lawyers(s): Steven Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s):
Hearing Site: Houston, TX
| | Expungement |
| 13-03769 | 12/15/2015 | Claimant(s): Kenneth Alexon
Claimant Lawyers(s): Steven Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Brett W. Olander, Jo Anne F. Lewellen, Steven Eric Brandes
Hearing Site: Minneapolis, MN
| | Expungement |
| 13-03654 | 11/11/2015 | Claimant(s): Matthew Wood
Claimant Lawyers(s): Steven Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Marian Cover Dockery, Yvette L. Nurse, Brandt Leonard Ross
Hearing Site: Atlanta, GA
| | Expungement |
| 13-03472 | 10/01/2015 | Claimant(s): George Moore
Claimant Lawyers(s): Steven Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Arnold I. Loew, Victoria G.A. Willingham, Carl Henry Perdue
Hearing Site: Boca Raton, FL
| | Expungement |
