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FINRA Awards for Charles Schwab & Co..

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Displaying 121-130 out of 395 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0005606/12/2018Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D Berg
Respondent(s): Jared Azriel
Respondent Lawyers(s): Jared Azriel
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
Checkmark Icon$0
17-0208704/30/2018Claimant(s): Timofey & Evgeniya Zharikova
Claimant Lawyers(s): John Salvino
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Elliott David Finkel
Hearing Site: Las Vegas, NV
Checkmark Icon$0
17-0348204/20/2018Claimant(s): Robert Ferreira
Claimant Lawyers(s): Robert E. Ferreira
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: San Francisco, CA
Checkmark Icon$925
15-0325603/02/2018Claimant(s): Estate of Barbara Weiden Schwartz Fischl
Claimant Lawyers(s): Douglas Desjardins
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gilbert Serota
Arbitrator(s): John F. Duane, Linda J. Baer, Michael Jaffe
Hearing Site: New York, NY
Checkmark Icon$0
17-0135402/20/2018Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael T. West
Respondent(s): John Kelley
Respondent Lawyers(s): John R. Kelley
Arbitrator(s): Steven P. Gregory, David A. Schuler, Brock B. Gordon
Hearing Site: Birmingham, AL
Checkmark IconExpungement
17-0062212/04/2017Claimant(s): Anthony DeBello
Claimant Lawyers(s): Nicholas Taldone
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Greg Scanlon
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
Checkmark Icon$0
17-0093010/19/2017Claimant(s): Ginji Wang
Claimant Lawyers(s): Grant M. Lally
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Francis Carling
Hearing Site: New York, NY
Checkmark Icon$0
17-0117010/10/2017Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Bruce B. Johnson
Respondent(s): Peter Klinbuakeo
Respondent Lawyers(s): Peter S. Klinbuakeo
Arbitrator(s): Elliott David Finkel
Hearing Site: Los Angeles, CA
Checkmark Icon$0
16-0249105/04/2017Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Monica Garcia
Respondent Lawyers(s): Everardo B. Garcia
Arbitrator(s): Michael S. Yauch
Hearing Site: Houston, TX
Checkmark Icon$0
14-0288703/24/2017Claimant(s): Sarah Harmon
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Robert T. Allen
Hearing Site: Raleigh, NC
Checkmark Icon$0

395 Results

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