| 21-01548 | 01/31/2023 | Claimant(s): Andres Rodriguez Martin
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Ocean Financial Services
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Will Murphy, Michael D Felton, Nanci Sondra Landy
Hearing Site: Boca Raton, FL
|  | Expungement |
| 22-02012 | 01/26/2023 | Claimant(s): Andrea Rose Simpson
Claimant Lawyers(s): Andrew C. Simpson
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | $0 |
| 22-01857 | 01/23/2023 | Claimant(s): Kareem Foreman
Claimant Lawyers(s): Kareem Foreman
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
| | $0 |
| 22-01830 | 01/19/2023 | Claimant(s): Keren Jeanfort and Fortuno Jeanfort
Claimant Lawyers(s): Keren Jeanfort
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
| | $0 |
| 22-00468 | 12/21/2022 | Claimant(s): Barbara Michaels
Claimant Lawyers(s): Bruce H. Bergen
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Gloria O. North
Hearing Site: Boca Raton, FL
| | $5,566 |
| 19-02225 | 12/15/2022 | Claimant(s): Young America Capital
Claimant Lawyers(s): Tad Bull
Respondent(s): Novae Inc. f/k/a HandyU Inc.
Respondent Lawyers(s): Sergio Arana
Arbitrator(s): Francis Xavier Sexton, Louis David Huss, Raymond Gerald Teet
Hearing Site: Boca Raton, FL
| | $0 |
| 19-03072 | 12/06/2022 | Claimant(s): Kanwaljit (Ken) Bakshi
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Leslie L. Cooney, Edward R. Niederriter, Robert G. Falbisaner
Hearing Site: Boca Raton, FL
| | Expungement |
| 19-01277 | 11/30/2022 | Claimant(s): Joseph Walsh, Sarah Walsh
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Gerald Silverman, Rosemarie Ann Jannuzzi, Joseph Michael Librie
Hearing Site: Boca Raton, FL
| | Expungement |
| 22-00834 | 11/07/2022 | Claimant(s): Aspiration Financial LLC
Claimant Lawyers(s): Andrew J. Melnick
Respondent(s): David Flores
Respondent Lawyers(s): David Flores
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | $0 |
| 20-02547 | 10/07/2022 | Claimant(s): Scott Reynolds, SRR Fortress Capital
Claimant Lawyers(s): Adam Ford
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Carl Henry Perdue, Nanci Sondra Landy, Arlene Simon Backman
Hearing Site: Boca Raton, FL
| | $0 |
