| 14-01695 | 08/25/2015 | Claimant(s): Catherine Block
Claimant Lawyers(s): Thomas Frost
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Wendy S. Menghini
Arbitrator(s): Mark R. Lee, Thomas J. Doherty, Randy R. Maher
Hearing Site: San Diego, CA
|  | $0 |
| 13-02766 | 06/03/2015 | Claimant(s): Estate of Donald F. Peters, Deceased, EDFP Limited Partnership
Claimant Lawyers(s): Christopher Mader
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Wendy S. Menghini
Arbitrator(s): Mark R. Lee, Ronald O. Bub, E. Milton Frosburg
Hearing Site: San Diego, CA
| | $0 |
| 12-03694 | 06/20/2014 | Claimant(s): Clara Lenz, Friedel Lenz
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Kraig Mickelsen, Ausdal Financial Partners.
Respondent Lawyers(s): Gara Seagraves, Wendy S. Menghini
Arbitrator(s): Robert S. Sugarman, Philip J. Glick, Margaret Ann Angelucci
Hearing Site: Chicago, IL
| | Expungement |
| 05-02051 | 11/14/2007 | Claimant(s): Schumacher Charitable Unitrust, The Schumacher Family Rev. Trust
Claimant Lawyers(s): Lawrence L. Klayman
Respondent(s): Edward Jones, Edward Jones Trust Company
Respondent Lawyers(s): Wendy S. Menghini
Arbitrator(s): Michael Lloyd Weisel, James F. Major, N. John Garcia
Hearing Site: Columbia, SC
| | $0 |
