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FINRA Awards for Wendy S. Menghini

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0037902/27/2015Claimant(s): Peter Stekr
Claimant Lawyers(s): Peter Morris Stekr
Respondent(s): UMB Financial Services.
Respondent Lawyers(s): Wendy S. Menghini
Arbitrator(s): Jack D. Elmquist, Frank D. Connett, John P. Wright
Hearing Site: Omaha, NE
13-0178510/02/2013Claimant(s): Kenneth Stern
Claimant Lawyers(s): Wendy S. Menghini
Respondent(s): Rohinton Rivetna
Respondent Lawyers(s): Benjamin Lapin
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
Expungement

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