21-00696 | 03/10/2023 | Claimant(s): Anthony Prisco, Morgan Prisco Claimant Lawyers(s): Rachel L Williams Respondent(s): Edward Jones, Lindsay Strange Respondent Lawyers(s): Donald R. Littlefield Arbitrator(s): Dineo Coleman Gary, James W. Kerr, Diego Jesus Pena Hearing Site: Dallas, TX
| | Expungement |
15-01424 | 10/21/2020 | Claimant(s): Ana Gonzalez, Rodrigo Freytes Claimant Lawyers(s): Jeffrey Erez Respondent(s): Carlos Seda, Oriental Financial Services Corp. Respondent Lawyers(s): Carlos W. Seda, Pedro Hernandez-Freire Arbitrator(s): Martin A. Feigenbaum, James W. Kerr, Bernard Travis Holmes Hearing Site: San Juan, PR
| | $42,871 |
18-04019 | 02/18/2020 | Claimant(s): Carolyn Smith, Charles Gibson, Courtney Watson, Dana McElveen, David McElveen, Edwin Batiz, John Watson, Joyce Bedsole, Kenneth Roberts, Mary Jo Kearfott, Michael Kogutt, Paul Smith, Randy Kogutt, Robert Burns, Samuel Kogutt, Thomas Towne, Travis Bedsole, Virginia Scherer, English Garden LLC, Estate of Lawrence Lester, Bobby E. Sapp IRA, Carol I. Bordok IRA, James A. Windom IRA, James Thannum IRA, Stanley McMorris IRA, Thomas Carter Towne IRA, Travis Bedsole IRA, W. Hibbett Neel IRA, Dr. Eric Lewis, Tte for Southwest Center, Thannum Revocable Living Trust, Thomas & Virginia Scherer Credit Shelter Claimant Lawyers(s): Donald L. Ferguson, Scott D. Hirsch Respondent(s): Pershing LLC Respondent Lawyers(s): Jeffrey J. Chapman Arbitrator(s): William L. Cravens, Frances Johnson Wright, James W. Kerr Hearing Site: Dallas, TX
| | $5,645,370 |
18-03024 | 05/08/2019 | Claimant(s): Donna M. Lavery 1993 Trust, James W. Lavery 1993 Trust Claimant Lawyers(s): James W. Lavery Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): James W. Kerr Hearing Site: Oklahoma City, OK
| | $0 |
17-00648 | 08/22/2018 | Claimant(s): Robert Price, Robert Alan Price, IRA Claimant Lawyers(s): Theodore C. Houdek Respondent(s): KCD Financial. Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): Lawrence R. Maxwell, James W. Kerr, Christian Dennie Hearing Site: Dallas, TX
| | Expungement |
15-03427 | 02/09/2017 | Claimant(s): June Burns, Perry Burns Claimant Lawyers(s): David P. Meyer Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Chris Lazarini Arbitrator(s): James W. Kerr Hearing Site: Dallas, TX
| | $117,350 |
10-05784 | 09/26/2014 | Claimant(s): West Texas National Bank Claimant Lawyers(s): John J. Schirger Respondent(s): Shay Financial Services. Respondent Lawyers(s): Mark R. McDonald Arbitrator(s): Kurt L. Smith, Andrea U. Calve, James W. Kerr Hearing Site: Dallas, TX
| | $0 |
13-03111 | 05/14/2014 | Claimant(s): Velma Petty Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): James W. Kerr Hearing Site: Birmingham, AL
| | $0 |
10-01343 | 08/01/2011 | Claimant(s): Beatrice McRae, Buford McRae, Robert Lee, B.E. McRae Family Limited Partnership, Robert Earl Lee Rev Trust Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Capwest Securities. Respondent Lawyers(s): H. Thomas Fehn Arbitrator(s): Robert L. Chisolm, Richard Frederick Schaufert, James W. Kerr Hearing Site: Dallas, TX
| | $931,960 |
09-05032 | 12/15/2010 | Claimant(s): Ensco International Incorporated Claimant Lawyers(s): Robert L. Wright Respondent(s): Jefferies & Company. Respondent Lawyers(s): Martin J. Auberbach Arbitrator(s): Robert E. Treadaway, Edward J. Lynch, James W. Kerr Hearing Site: Dallas, TX
| | $0 |