Potomac Analytics' Logo

FINRA Awards for Darryl J. Bouganim

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0047403/25/2021Claimant(s): Alberto Nieves, Gladys Anton
Claimant Lawyers(s): Darryl J. Bouganim
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): Jack Friedman, Mary Ellen Burns, Edmund Timothy Donovan
Hearing Site: New York, NY
Checkmark Icon$250,000
18-0327403/19/2021Claimant(s): Justin Ort, Michael Ostad, Patrick Melnik, Thomas Themistocles
Claimant Lawyers(s): Darryl J. Bouganim
Respondent(s): Empire Asset Management Company
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Martin Izaak, Evonne WJ Tolbert, Michael S. Lazan
Hearing Site: New York, NY
Checkmark Icon$86,022
17-0232207/25/2019Claimant(s): Peter Lobrutto
Claimant Lawyers(s): Darryl J. Bouganim
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Theodore R. Bynum
Arbitrator(s): Anthony Michael Sabino, Leona Beane, Emily Diamond
Hearing Site: New York, NY
Checkmark IconExpungement

3 Results

Display: