FINRA Awards for Carl Henry Perdue

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-01649	12/18/2015	Claimant(s): Luis Roldan Caraballo, Luis Roldan Caraballo IRA Claimant Lawyers(s): Samuel B. Edwards Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Bernard A. Becker, Lawrence Zenville Rosenberg, Carl Henry Perdue Hearing Site: Miami, FL		$1,373,930
13-03472	10/01/2015	Claimant(s): George Moore Claimant Lawyers(s): Steven Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Regina Pepe Martorana Arbitrator(s): Arnold I. Loew, Victoria G.A. Willingham, Carl Henry Perdue Hearing Site: Boca Raton, FL		Expungement
14-03605	06/02/2015	Claimant(s): Lawrence Scharfman Claimant Lawyers(s): Lawrence Scharfman Respondent(s): Jeffrey Phipps Respondent Lawyers(s): Jill Del Monico Arbitrator(s): Carl Henry Perdue Hearing Site: Boca Raton, FL		$0
11-02444	05/15/2013	Claimant(s): Alina Bolano, Andres Bolano Claimant Lawyers(s): Lawrence A. Kellogg Respondent(s): Michael Anton, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julie W. Portera Arbitrator(s): Carl Shechter, Stephen I. Gilman, Carl Henry Perdue Hearing Site: Boca Raton, FL		$0