14-00793 | 04/01/2015 | Claimant(s): Armin Jezari Claimant Lawyers(s): Nelson S. Ebaugh Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John E. Bersin Arbitrator(s): Sherry R. Wetsch, Joshua D. Wallach, Michael Louis Goldstone Hearing Site: Houston, TX
| | $0 |
11-02864 | 10/02/2012 | Claimant(s): Janie Orr, John Orr Claimant Lawyers(s): Robert D. O'Conor Respondent(s): Wells Fargo Advisors, Perry Lyons Respondent Lawyers(s): Michael A. Rodriguez Arbitrator(s): Philip I. McConnell, Jack Chapline Vaughan, Joshua D. Wallach Hearing Site: Houston, TX
| | Expungement |
09-04485 | 12/08/2010 | Claimant(s): Beverly Ginn, Russell Ginn, CVWT, LLP, Ginnwey Investments Claimant Lawyers(s): Timothy M. McDaniel Respondent(s): Alliance Bernstein, Bernstein Global Wealth Management, Sanford C. Bernstein & Co. Respondent Lawyers(s): Sean M. Murphy Arbitrator(s): Raymond C. Kerr, Joshua D. Wallach, Deirdre Renee Fuller Hearing Site: Houston, TX
| | $200,000 |
08-04070 | 08/06/2010 | Claimant(s): East Tennessee Neurology P.C. Profit Claimant Lawyers(s): Brian N. Smiley Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Joshua D. Wallach, Kenneth M. Jackson, Elton W. Chartrand Hearing Site: Nashville, TN
| | $484,357 |
09-02561 | 03/05/2010 | Claimant(s): Rose Weisz Claimant Lawyers(s): Robert E. Goodman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Paul D. Flack Arbitrator(s): Joshua D. Wallach, Larry J. Craddock, Brian James Tagtmeier Hearing Site: Houston, TX
| | $0 |