| 12-02081 | 06/18/2013 | Claimant(s): Harvey Loomstein Irrevocable Trust, Joseph Loomstein Irr Tr, The Mildred Loomstein GST Exempt Irrv Tr, The Mildred Loomstein GST Non-Exmpt Tr
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Jeffrey Stern, FSC Securities Corporation
Respondent Lawyers(s): Jason A. Richardson, Justin Sacca
Arbitrator(s): Louis J. Weber, Patricia B. Lehtola, Martha Z. Ralstin
Hearing Site: Dallas, TX
|  | $0 |
| 11-02625 | 08/08/2012 | Claimant(s): Fundamental Partnership, LTD
Claimant Lawyers(s): S. Cass Weiland
Respondent(s): Mark Mills
Respondent Lawyers(s): Mark Steven Mills
Arbitrator(s): Louis J. Weber
Hearing Site: Dallas, TX
| | $557,200 |
| 08-00687 | 06/08/2012 | Claimant(s): Cliff Cashman, David DeRose, Erik Langeland, James Colombo, Mike Colombo, Robert Wheless
Claimant Lawyers(s): Mark H. How
Respondent(s): Brandon Laxton, Matthew Fox, Texas Securities Partners.
Respondent Lawyers(s): Douglas C. Kittelson, Matthew W. Fox, Tony Morrison
Arbitrator(s): Louis J. Weber, Lawrence R. Maxwell, Robert G. Clark
Hearing Site: Dallas, TX
| | $0 |
| 07-02030 | 10/12/2011 | Claimant(s): Scott Johnson
Claimant Lawyers(s): Joseph F. Myers
Respondent(s): Buddie Ballard, Wachovia Securities
Respondent Lawyers(s): Deirdre Wolff, Hamilton Rial
Arbitrator(s): Louis J. Weber, Priscilla Kim Park, Carleton E. Blankenburg
Hearing Site: Dallas, TX
| | $0 |
| 09-02063 | 07/23/2010 | Claimant(s): Scott H. Shuford IRA, King Irrevocable Heirs Trust II
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Stephen C. Carlin
Arbitrator(s): Louis J. Weber, Catherine G. Chang, Robert Daniel Burns
Hearing Site: Dallas, TX
| | $150,000 |
