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FINRA Awards for Dennis J. Capriglione

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Displaying 31-40 out of 65 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0414208/19/2011Claimant(s): Michael Bender
Claimant Lawyers(s): Carl R. Anderson
Respondent(s): Steve Shmatko, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Joe S. Tarrer
Hearing Site: Phoenix, AZ
Checkmark Icon$0
10-0072208/02/2011Claimant(s): Antonio Calderon
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Michael Dean, Joyce L. Hurley, Nancy Jo Schwantes
Hearing Site: Las Vegas, NV
Checkmark IconExpungement
10-0148206/30/2011Claimant(s): Denice Niethammer
Claimant Lawyers(s): Denice Niethammer
Respondent(s): Robert Roth, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Leonard E. Benade
Hearing Site: Charlotte, NC
Checkmark IconExpungement
10-0542806/21/2011Claimant(s): Elephant Enterprises.
Claimant Lawyers(s): Charles O'Sullivan
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Brendan M. Murphy
Hearing Site: Tampa, FL
Checkmark Icon$600
10-0505706/17/2011Claimant(s): George Froyd
Claimant Lawyers(s): John F Hanzel
Respondent(s): Brian Sohovich, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): John H. Griffing
Hearing Site: Charlotte, NC
Checkmark Icon$1,163
10-0308606/13/2011Claimant(s): Marlys Binder, Walter Binder
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Gerald Hughes, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Nina Vallion
Hearing Site: Helena, MT
Checkmark IconExpungement
10-0326605/10/2011Claimant(s): Estate of Orpheus Meranda
Claimant Lawyers(s): Jason R Creasy
Respondent(s): David Schlager, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Earle J. Schwarz
Hearing Site: Memphis, TN
Checkmark IconExpungement
10-0448003/15/2011Claimant(s): Jerome Hurt, Theresa Hurt
Claimant Lawyers(s): Sarah Mae Harless
Respondent(s): Brian Simmons, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Robert S. Burk
Hearing Site: Minneapolis, MN
Checkmark Icon$425
10-0133602/22/2011Claimant(s): Myra Pierotti
Claimant Lawyers(s): Fred M. Acuff
Respondent(s): Julia San Roman, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Stephen H. Biller
Hearing Site: Memphis, TN
Checkmark Icon$0
10-0118201/31/2011Claimant(s): Howard Semones
Claimant Lawyers(s): Kevin W. Holt
Respondent(s): Paul Curran, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Jane C. Carney
Hearing Site: Richmond, VA
Checkmark IconExpungement

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