FINRA Awards for Dennis J. Capriglione

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Displaying 21-30 out of 65 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-02113	08/30/2012	Claimant(s): Kathleen Johnston, Richard Johnston Claimant Lawyers(s): Lars K. Soreide Respondent(s): Alicia McGovern, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Marvin I. Horowitz Hearing Site: Detroit, MI		Expungement
10-04433	04/27/2012	Claimant(s): Paul Daffer Claimant Lawyers(s): Paul Daffer Respondent(s): Shawn Mangum, William Mouat, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Justine Fischer, R. Lee Smith, Bernard F. Vail Hearing Site: Portland, OR		$0
11-01822	03/01/2012	Claimant(s): Angela Fogle Claimant Lawyers(s): Angela Fogle Respondent(s): Elizabeth Hammack, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Enrico A. Mazzoli Hearing Site: Louisville, KY		$0
11-00210	02/08/2012	Claimant(s): Marie Travisano Claimant Lawyers(s): Charles D. Heidgerd Respondent(s): Gregory Grimshaw, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Patricia Ann Tracey Hearing Site: Raleigh, NC		$38,301
10-05705	01/13/2012	Claimant(s): Paul Covill Claimant Lawyers(s): Paul W. Covill Respondent(s): James Smith Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Kathy A. Tatone Hearing Site: Minneapolis, MN		Expungement
10-04477	01/11/2012	Claimant(s): Reuben Lengacher, Rose Lengacher Claimant Lawyers(s): G. Martin Cole Respondent(s): Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Stuart D. Summers, John W. Guy, F. Wesley Bowers Hearing Site: Indianapolis, IN		Expungement
10-04531	12/05/2011	Claimant(s): Barry Jones Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Wayne Parker, Patricia Ann Tracey, Michael F. Pearl Hearing Site: Raleigh, NC		Expungement
10-04362	11/04/2011	Claimant(s): Emil Royers, Mary Royers Claimant Lawyers(s): Rick Royers Respondent(s): Anthony Pitstick, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Bert S Cliff, Harlita R. Tomlinson, Stephen John Schaller Hearing Site: Cincinnati, OH		Expungement
10-02204	09/22/2011	Claimant(s): Charles Miller, Debra Miller, Miller Family Trust Claimant Lawyers(s): Patrick C. Quinlivan Respondent(s): Aldo Ciuffetelli, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): John A. Bender, Frederic E. Dorkin, James K. Barbee Hearing Site: Seattle, WA		$0
10-04120	09/09/2011	Claimant(s): Mary Pihlak Claimant Lawyers(s): James W. George Respondent(s): Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Robert L. Yeager Hearing Site: Dallas, TX		$32,671