19-02241 | 05/29/2020 | Claimant(s): Jerry Wells Claimant Lawyers(s): Daniel D'Costa Respondent(s): Jamie Worden, Louis Ambrosio, Worden Capital Management LLC Respondent Lawyers(s): Michael Utilla Arbitrator(s): Douglas Wade Carvell Hearing Site: Dallas, TX
| | $0 |
18-03337 | 05/21/2020 | Claimant(s): Joseph Best Claimant Lawyers(s): Daniel D'Costa Respondent(s): Timothy Wright, Columbus Advisory Group, Ltd. Respondent Lawyers(s): Charles M. O'Rourke, Timothy Alan Wright Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA
| | $0 |
18-03369 | 03/16/2020 | Claimant(s): Thomas Mayberry Claimant Lawyers(s): Daniel D'Costa Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): John B. Orenstein, Steven M. Bialick, Lindsay Keller Hearing Site: Minneapolis, MN
| | $0 |
18-03846 | 03/05/2020 | Claimant(s): James Bradford Claimant Lawyers(s): Daniel D'Costa Respondent(s): Anthony Mediate, NewBridge Securities Corp. Respondent Lawyers(s): Anthony Mediate, Gregg J. Breitbart Arbitrator(s): Gregory D. Hoffmann, Maurice M. Feller, Harvey R. Linder Hearing Site: Jackson, MS
| | Dismissed by Rule 12206/12504 |