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FINRA Awards for Daniel D'Costa

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Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0224105/29/2020Claimant(s): Jerry Wells
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Jamie Worden, Louis Ambrosio, Worden Capital Management LLC
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): Douglas Wade Carvell
Hearing Site: Dallas, TX
Checkmark Icon$0
18-0333705/21/2020Claimant(s): Joseph Best
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Timothy Wright, Columbus Advisory Group, Ltd.
Respondent Lawyers(s): Charles M. O'Rourke, Timothy Alan Wright
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
Checkmark Icon$0
18-0336903/16/2020Claimant(s): Thomas Mayberry
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): John B. Orenstein, Steven M. Bialick, Lindsay Keller
Hearing Site: Minneapolis, MN
Checkmark Icon$0
18-0384603/05/2020Claimant(s): James Bradford
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Anthony Mediate, NewBridge Securities Corp.
Respondent Lawyers(s): Anthony Mediate, Gregg J. Breitbart
Arbitrator(s): Gregory D. Hoffmann, Maurice M. Feller, Harvey R. Linder
Hearing Site: Jackson, MS
Checkmark IconDismissed by Rule 12206/12504

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