22-01935 | 09/10/2024 | Claimant(s): Claimant Lawyers(s): Respondent(s): Mark Mappa, Kestra Investment Services Respondent Lawyers(s): Andrew S. May, Lydia R. Zaidman Arbitrator(s): Michael S. Matek, Larry Evert Carlson, Richard Michael Stanton Hearing Site: Chicago, IL
| | $0 |
21-01817 | 03/23/2023 | Claimant(s): Roger Johnson Claimant Lawyers(s): David Vermont Respondent(s): Frank Black, Kostas Tsamos, Southeast Investments, N.C.. Respondent Lawyers(s): Alan M. Wolper, Liam O'Brien Arbitrator(s): Larry Evert Carlson, Marilee Roberg, Howard T. Goffen Hearing Site: Chicago, IL
| | $0 |
17-02211 | 11/25/2020 | Claimant(s): The Braeside Foundation Claimant Lawyers(s): Jacob Kahn Respondent(s): Carl Birkelbach, Nicholas Avello, Forest Securities. Respondent Lawyers(s): Christopher Wurtzinger, James J. Moylan, Nicholas Thomas Avello Arbitrator(s): Larry Evert Carlson, Thomas F. Ryan, Philip J. Glick Hearing Site: Chicago, IL
| | $405,000 |
19-01830 | 11/21/2020 | Claimant(s): Yufang Duan Claimant Lawyers(s): Michael J. Robins Respondent(s): Yannan Wang, New City Capital LLC Respondent Lawyers(s): Mark David Hunter Arbitrator(s): Larry Evert Carlson, Jacqueline Stanley Lustig, Scott Stauffer Hearing Site: Chicago, IL
| | Dismissed |
18-00990 | 02/27/2020 | Claimant(s): Yonata Berman Claimant Lawyers(s): Stephany D. McLaughlin Respondent(s): David Andalman, PTI Securities & Futures L. P. Respondent Lawyers(s): Glenn Seiden, Gregg Rzepczynski Arbitrator(s): Larry Evert Carlson, Jacqueline Stanley Lustig, Bernadett R DeLise Hearing Site: Chicago, IL
| | $170,700 |
16-03238 | 01/06/2018 | Claimant(s): Est. of Franklin Douglas by its P.R. Claimant Lawyers(s): David L. Jones Respondent(s): Fifth Third Securities., Jeremy Schipp Respondent Lawyers(s): D. Justin Gingerich Arbitrator(s): Larry Evert Carlson, Paul Lansing, Raymond P. Buschmann Hearing Site: Indianapolis, IN
| | $0 |