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FINRA Awards for Larry Evert Carlson

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0275507/01/2021Claimant(s): Adam Bramson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Larry Evert Carlson
Hearing Site: Chicago, IL
20-0129911/20/2020Claimant(s): James Ziniel, Joseph Silich
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Larry Evert Carlson
Hearing Site: Chicago, IL
18-0253104/05/2019Claimant(s): David Garman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, Wall Street Access
Respondent Lawyers(s): Alan S. Brodherson, Denis Patrick Kelleher
Arbitrator(s): Larry Evert Carlson
Hearing Site: Indianapolis, IN

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