19-02688 | 08/12/2021 | Claimant(s): Deborah Koch, Kenneth Koch, Deborah J. Koch Roth IRA, Kenneth Koch II IRA, Kenneth Koch II Roth IRA, Koch Holdings LLLP Claimant Lawyers(s): Dietrich Epperson Respondent(s): Raymond James Financial Services., Monica Baldwin Respondent Lawyers(s): Katherine L. Handy Arbitrator(s): Marilyn R. Lewis, Deanna M. Tuley, Julia Yael Ramos Hearing Site: Cheyenne, WY
| | $165,000 |
16-00512 | 07/24/2017 | Claimant(s): John Keck, Kathleen Keck Claimant Lawyers(s): Patrick J. Crank Respondent(s): Bryan Pedersen, Jacqueline Georgio Westover, Paul Howard, RBC Capital Markets LLC Respondent Lawyers(s): Adrian P. Castro, John S. Lutz Arbitrator(s): Larry D. Hayden, Richard Djokic, Thomas R. Bromberg Hearing Site: Cheyenne, WY
| | $559,612 |
12-02070 | 12/09/2013 | Claimant(s): Kenneth Burton, Michelle Burton, Burton Construction. Claimant Lawyers(s): Moshe Y. Singer Respondent(s): D.A. Davidson & Co. Respondent Lawyers(s): Michael J. Sullivan Arbitrator(s): Malcolm T. Cleland Hearing Site: Cheyenne, WY
| | Expungement |
08-03362 | 04/21/2009 | Claimant(s): Kathy Sechrist Claimant Lawyers(s): Kathy Sechrist Respondent(s): E* Trade Secuities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Avery B. Goodman Hearing Site: Cheyenne, WY
| | $675 |
08-00567 | 11/17/2008 | Claimant(s): Neil Jon Tschetter & Peggy Jane Tschette Claimant Lawyers(s): Neil Jon Tschetter Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): James B. Eichberg Hearing Site: Cheyenne, WY
| | $0 |
05-06525 | 06/18/2008 | Claimant(s): George Busse, Yvonne Busse, George D. Busse Trust Claimant Lawyers(s): Lawrence L. Klayman Respondent(s): D.A. Davidson & Co. Respondent Lawyers(s): Curt Roy Hineline Arbitrator(s): John E. Plock, Richard J. Lawrence, Martha Jeanne Wilcoxson Hearing Site: Cheyenne, WY
| | $0 |