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FINRA Awards for Cheyenne, WY

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0107802/17/2023Claimant(s): Jason Burkett
Claimant Lawyers(s): Zachary Morse
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Frederick Ramos
Hearing Site: Cheyenne, WY
22-0074001/09/2023Claimant(s): Edwin Hodder
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Leyla Bari
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Cheyenne, WY
20-0267303/18/2021Claimant(s): Bradley Thompson
Claimant Lawyers(s): Harris Freedman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brian Harlan
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Cheyenne, WY

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