| 11-03428 | 08/27/2012 | Claimant(s): Arik Borohov
Claimant Lawyers(s): Todd A. Gabor
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Paul Weinberg
Hearing Site: New York, NY
|  | Expungement |
| 09-06456 | 04/07/2011 | Claimant(s): Michael Skakun
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Scott Nuttall, Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner, Scott E Nuttall
Arbitrator(s): J. Martin McDonough, Paul Weinberg, Kathleen Cawley
Hearing Site: New York, NY
| | Expungement |
| 09-02258 | 12/17/2010 | Claimant(s): Nancy Butler, Estate of Thomas Warren Butler
Claimant Lawyers(s): K.O. Herston
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Rody P. Biggert, Paul Weinberg, Henry Kirke Cushing
Hearing Site: Nashville, TN
| | $48,181 |
| 09-02623 | 11/18/2010 | Claimant(s): Kevin Holloway, Shyamala Holloway
Claimant Lawyers(s): Kevin Holloway
Respondent(s): Kenneth Thom, Kevin Burr
Respondent Lawyers(s): Kenneth Thom, Kevin Richard Burr
Arbitrator(s): James J. Fishman, Kinchen C. Bizzell, Paul Weinberg
Hearing Site: New York, NY
| | $38,902 |
| 06-01063 | 07/10/2009 | Claimant(s): Louis Rosenwein, Meredith Rosenwein, TTEE f/b/o Robert
Claimant Lawyers(s): R. Jeffrey More
Respondent(s): Ralph Esposito, Janney Montgomery Scott LLC
Respondent Lawyers(s): Lionel G. Hest
Arbitrator(s): Orestes J. Mihaly, Paul Weinberg, James M Coakley
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 08-00023 | 02/26/2009 | Claimant(s): Frances Modica, Rosario Modica
Claimant Lawyers(s): James A. Prestiano
Respondent(s): Troy Gagliardi
Respondent Lawyers(s): Ryan P. Farley
Arbitrator(s): Paul Weinberg, Joseph M. Buffone, James M. Rhodes
Hearing Site: New York, NY
| | $0 |
