07-02835 | 08/06/2008 | Claimant(s): Susan Clark Claimant Lawyers(s): Jerrold Wanek Respondent(s): Douglas Reese, Edward Jones Respondent Lawyers(s): Lynette McCloud Arbitrator(s): Carl G. Mohr Hearing Site: Des Moines, IA
| | $175 |
07-00768 | 07/17/2008 | Claimant(s): Betty Gunn Claimant Lawyers(s): Richard B. Fosher Respondent(s): Jonathan Zulauf, Edward Jones Respondent Lawyers(s): Peter B. Schaeffer, Richard P. Darke Arbitrator(s): William H. Tobin, David J. Langseth, Stephen W. Mack Hearing Site: Chicago, IL
| | Stipulated Award and Expungement |
07-02808 | 06/16/2008 | Claimant(s): Clarence Smith Claimant Lawyers(s): Clarence Smith Respondent(s): Anthony Williams, Edward Jones Respondent Lawyers(s): Christopher Pickett Arbitrator(s): Oren L. Connaway Hearing Site: Houston, TX
| | $163 |
07-00340 | 06/12/2008 | Claimant(s): Purita MacKey, Purita Mackey Trust Claimant Lawyers(s): Richard B. Fosher Respondent(s): Jonathan Zulauf, Edward Jones Respondent Lawyers(s): Peter B. Shaeffer, Robert P. Bramnik Arbitrator(s): Alan E. Case, Gordon B. Shneider, Joseph D. Savino Hearing Site: Chicago, IL
| | Stipulated Award and Expungement |
05-06277 | 03/20/2008 | Claimant(s): George C. & Viola W. Bartram Claimant Lawyers(s): Richard A. Lewins Respondent(s): Edward Jones Respondent Lawyers(s): Sandra B. Gallini Arbitrator(s): Synthia L. Taylor Hearing Site: Dallas, TX
| | $0 |
07-01955 | 02/06/2008 | Claimant(s): Ronald L. and Shelli M. Elledge Claimant Lawyers(s): Eddie A. Pantiliat Respondent(s): Brian Tollefson, Kevin Wittig, Edward Jones Respondent Lawyers(s): Edwin A. Barkel Arbitrator(s): George N. Roy Hearing Site: Phoenix, AZ
| | Stipulated Award and Expungement |
06-04052 | 11/16/2007 | Claimant(s): John Ramsey Claimant Lawyers(s): James P. Graven Respondent(s): Edward Jones Respondent Lawyers(s): Lisa A. Nielsen Arbitrator(s): Beth Schmidt, Fred J. Naffziger, Stephen C. Cline Hearing Site: Indianapolis, IN
| | $85,000 |
05-02051 | 11/14/2007 | Claimant(s): Schumacher Charitable Unitrust, The Schumacher Family Rev. Trust Claimant Lawyers(s): Lawrence L. Klayman Respondent(s): Edward Jones, Edward Jones Trust Company Respondent Lawyers(s): Wendy S. Menghini Arbitrator(s): Michael Lloyd Weisel, James F. Major, N. John Garcia Hearing Site: Columbia, SC
| | $0 |
07-01211 | 10/31/2007 | Claimant(s): Norman Foster Claimant Lawyers(s): Norman A. Foster Respondent(s): Edward Jones Respondent Lawyers(s): Lynette D. McCloud Arbitrator(s): Donald H. Loudon Hearing Site: Kansas City, MO
| | $13,307 |
06-02742 | 10/19/2007 | Claimant(s): Robert Sam, North Star Basements., Karen K. Auksi-Sam, IRA Claimant Lawyers(s): Robert Sam Respondent(s): Edward Jones Respondent Lawyers(s): Loren Schechter Arbitrator(s): Ann Breen-Greco, David E. Neely, Lisa A Randall-Haag Hearing Site: Chicago, IL
| | $0 |