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FINRA Awards for Edward Jones

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Displaying 131-140 out of 181 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0308606/13/2011Claimant(s): Marlys Binder, Walter Binder
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Gerald Hughes, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Nina Vallion
Hearing Site: Helena, MT
Checkmark IconExpungement
09-0406305/27/2011Claimant(s): Delpha Potter IRA, John W. Potter IRA, R.D. Potter Living Trust
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): Bruce Martin, Patrick Gilkey, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield, Patrick W. Gilkey
Arbitrator(s): William E. Hartsfield, Preston Deaton Rigsby, Edward J. Lynch
Hearing Site: Dallas, TX
Checkmark Icon$0
10-0326605/10/2011Claimant(s): Estate of Orpheus Meranda
Claimant Lawyers(s): Jason R Creasy
Respondent(s): David Schlager, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Earle J. Schwarz
Hearing Site: Memphis, TN
Checkmark IconExpungement
10-0398504/26/2011Claimant(s): Estate of Lula Mae McDonald
Claimant Lawyers(s): Patricia Coy
Respondent(s): Melanie Housden, Edward Jones
Respondent Lawyers(s): Shane Duggin
Arbitrator(s): Maryanne M. Esser
Hearing Site: Dallas, TX
Checkmark Icon$15,431
10-0434104/26/2011Claimant(s): Kathleen O'Brien
Claimant Lawyers(s): Kathleen S. O'Brien
Respondent(s): Thomas Feely, Edward Jones
Respondent Lawyers(s): David W. Schmidt
Arbitrator(s): Michael Fischetti
Hearing Site: Newark, NJ
Checkmark Icon$38
10-0448003/15/2011Claimant(s): Jerome Hurt, Theresa Hurt
Claimant Lawyers(s): Sarah Mae Harless
Respondent(s): Brian Simmons, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Robert S. Burk
Hearing Site: Minneapolis, MN
Checkmark Icon$425
10-0133602/22/2011Claimant(s): Myra Pierotti
Claimant Lawyers(s): Fred M. Acuff
Respondent(s): Julia San Roman, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Stephen H. Biller
Hearing Site: Memphis, TN
Checkmark Icon$0
10-0118201/31/2011Claimant(s): Howard Semones
Claimant Lawyers(s): Kevin W. Holt
Respondent(s): Paul Curran, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Jane C. Carney
Hearing Site: Richmond, VA
Checkmark IconExpungement
10-0042212/17/2010Claimant(s): Edward Jones
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): George Turak
Respondent Lawyers(s): Ivan J. Feiner
Arbitrator(s): Walter R. Milbourne
Hearing Site: Philadelphia, PA
Checkmark Icon$0
10-0094811/01/2010Claimant(s): Jean Cleveland
Claimant Lawyers(s): Franklin Jason Seibert
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): William B. Kirby
Hearing Site: Portland, OR
Checkmark Icon$0

181 Results

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