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FINRA Awards for Edward Jones

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Displaying 10 out of 181 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0070511/22/2024Claimant(s): Betty Buehler, The Estate of Mark Buehler
Claimant Lawyers(s): Thomas W. Kerrigan
Respondent(s): Chad Metzger, Edward Jones, Jeanne Wurster
Respondent Lawyers(s): Jonathan W. Hackbarth, Tracey L. Turnbull
Arbitrator(s): Sharon R. Merriman, Barry Goldman, Shontell Deon Walker
Hearing Site: Columbus, OH
Checkmark IconExpungement
23-0073908/30/2024Claimant(s): Rosalie Balhan
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Edward Jones
Respondent Lawyers(s): Michelle D. Nasser
Arbitrator(s): Lynn Hirschfeld Brahin, John L. Krauss, David Joseph Remondini
Hearing Site: Indianapolis, IN
Checkmark IconDismissed by Rule 12700(a)
23-0030707/01/2024Claimant(s): Janet Romanski
Claimant Lawyers(s): Matt Lewis
Respondent(s): Edward Jones, Lloyd Wright
Respondent Lawyers(s): Maria Windham
Arbitrator(s): Barry H. Barnett, Michael J Norton, Morgan Hislop Lemaitre
Hearing Site: Salt Lake City, UT
Checkmark IconExpungement
22-0289404/17/2024Claimant(s): Peggy Hedgren
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Allan R. Lazor, David Aaron DeSoto, Fred Olivares
Hearing Site: Houston, TX
Checkmark IconExpungement
23-0002704/12/2024Claimant(s): McNaught Family Irrevocable Trust, Sharon Coan, Trustee
Claimant Lawyers(s): R. Sean McDonald
Respondent(s): Chad Carroll, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): John Kenneth Popham
Hearing Site: Dallas, TX
Checkmark IconExpungement
23-0317103/19/2024Claimant(s): Nussel Living Trust
Claimant Lawyers(s): Jay E. Nussel
Respondent(s): Edward Jones, Lori Cannon
Respondent Lawyers(s): C. Darcy Jalandoni
Arbitrator(s):
Hearing Site: Detroit, MI
Checkmark Icon$213
22-0098802/02/2024Claimant(s): Carolyn Distler, Robert Distler
Claimant Lawyers(s): Erin M. Phillips
Respondent(s): Edward Jones, Paul Jansen
Respondent Lawyers(s): Matthew E. Johnson
Arbitrator(s): Jeffry M. Bauer, A.J. Seier, MaryJane Rabier
Hearing Site: St. Louis, MO
Checkmark IconExpungement
22-0080101/30/2024Claimant(s): Annella Dixon
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Tracy L. Allen, Gary P. Price, F. Bradford Johnson
Hearing Site: Indianapolis, IN
Checkmark Icon$0
23-0076812/08/2023Claimant(s): Michael Moses
Claimant Lawyers(s): Courtney M. Werning
Respondent(s): Edward Jones
Respondent Lawyers(s): Joe N. Nguyen
Arbitrator(s): Carol H. Gold, Colin Bell, Stacey Frenche
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
22-0042312/05/2023Claimant(s): Ramona Mebane
Claimant Lawyers(s): Bradford M Gucciardo
Respondent(s): Edward Jones
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Richard James Igou
Hearing Site: Charlotte, NC
Checkmark IconExpungement

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