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FINRA Awards for Moors & Cabot.

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0321511/05/2021Claimant(s): Barry E. Loughrane Revocable Trust
Claimant Lawyers(s): Jenice Malecki
Respondent(s): Paul Majane, Lincoln Financial Advisors Corporation, Moors & Cabot.
Respondent Lawyers(s): Eric Michaels, Robert A. Giacovas, Robert J. Harvey
Arbitrator(s): Jill Pilgrim, David Holmes, Richard H Leitman
Hearing Site: New York, NY
Checkmark IconExpungement
18-0172504/03/2020Claimant(s): Peter Josten
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): LPL Financial LLC, Moors & Cabot.
Respondent Lawyers(s): George D. Sullivan, Robert A. Giacovas
Arbitrator(s): Robert E. Anderson, Suzanne M. Carter, Linda Frances Spiegel
Hearing Site: Newark, NJ
Checkmark Icon$0
10-0153308/30/2011Claimant(s): Marla Kort, Ellen Rosenblum Trust U/A 11/30/99, Joe Rosenblum Revocable Living Trust
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Terry Metzger, Moors & Cabot.
Respondent Lawyers(s): Sam Y. Edgerton
Arbitrator(s): Daniel David Kopman, Paul Frederick Meyer, Kevin Joseph Pilon
Hearing Site: Los Angeles, CA
Checkmark Icon$0
07-0026309/17/2007Claimant(s): Roslyn Maren
Claimant Lawyers(s): Joanne A. Schultz
Respondent(s): Moors & Cabot., Winslow, Evans & Crocker.
Respondent Lawyers(s): Peter F. Flynn, Robert N. Rapp
Arbitrator(s): Murray S. Marsh, Henry J. Beetz, Richard D. Rosenbloom
Hearing Site: Buffalo, NY
Checkmark Icon$0

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