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FINRA Awards for David B. Beizer

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0103801/10/2020Claimant(s): Adelle Abdallah, Soraya Abdallah
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Ronald L. Cheney, B. John Dill, David B. Beizer
Hearing Site: Boston, MA
Checkmark Icon$455,000
13-0287902/18/2015Claimant(s): Pauline Duncavage
Claimant Lawyers(s): Thomas P. Willcutts
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): David B. Beizer, Sean Alan D'Amico, Guy R. Sullivan
Hearing Site: Hartford, CT
Checkmark IconExpungement
12-0325610/02/2013Claimant(s): Sondra Schneider
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Alun Hywel Jones, David B. Beizer, Charles W. Danis
Hearing Site: Hartford, CT
Checkmark IconExpungement
11-0260001/05/2012Claimant(s): Gerald Paquette
Claimant Lawyers(s): Thomas P. Wilcutts
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Peter W. Gilles
Arbitrator(s): B. J. Krintzman, David B. Beizer, John Thomas Shaban
Hearing Site: Hartford, CT
Checkmark IconExpungement

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