Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03346 | 08/02/2021 | Claimant(s): Ted Sartin, Ted Sartin IRA Claimant Lawyers(s): Lloyd W. Gathings Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): David A. Schuler, J. Wesley Romine, Charles Lange Clark Hearing Site: Birmingham, AL |  | $15,375 |
| 21-00641 | 07/09/2021 | Claimant(s): Charlie Moreno Claimant Lawyers(s): Charlie E. Moreno Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Karen Roberts Washington Hearing Site: Dallas, TX | | $0 |
| 21-00416 | 06/23/2021 | Claimant(s): Sigve Mauritzen Claimant Lawyers(s): Sigve Mauritzen Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Arthur Neil Tolciss Hearing Site: New York, NY | | $0 |
| 21-00368 | 06/01/2021 | Claimant(s): Anthony Felice Claimant Lawyers(s): Anthony J. Felice Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Robert J. Scafuri Hearing Site: Columbus, OH | | $0 |
| 20-00017 | 10/29/2020 | Claimant(s): Chantal Pitaud Claimant Lawyers(s): Chantal Pitaud Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Jim Geiger, Joseph J. Dougherty, Geoffrey A. Drucker Hearing Site: Richmond, VA | | $0 |
| 18-03600 | 08/14/2020 | Claimant(s): Michael Braun Claimant Lawyers(s): Michael Braun Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Michael J. Meeusen, Raymond M. Kirtley, Jill Elise Vestal Hearing Site: Indianapolis, IN | | Dismissed by Rule 12206/12504 |
| 19-02918 | 02/14/2020 | Claimant(s): Vedran Pogacnik Claimant Lawyers(s): Vedran Pogacnik Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): John J. Flynn Hearing Site: San Francisco, CA | | $25 |
| 19-01900 | 12/17/2019 | Claimant(s): Bonnie Taylor Claimant Lawyers(s): Bonnie June Taylor Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Jerry D. McCormack, David J. Hase, Jessica Gibson Hearing Site: Milwaukee, WI | | Dismissed by Rule 12206/12504 |
| 19-00093 | 07/23/2019 | Claimant(s): Brandan Terkel Claimant Lawyers(s): Brandan Terkel Respondent(s): TD Ameritrade., TD Securities (USA) LLC Respondent Lawyers(s): Amanda Wright, Julian W. Friedman Arbitrator(s): Katherine Hendricks Hearing Site: Seattle, WA | | $0 |
| 19-00486 | 07/17/2019 | Claimant(s): Christopher Rego Claimant Lawyers(s): Christopher Rego Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Alden Sharp Adkins Hearing Site: San Francisco, CA | | $0 |