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FINRA Awards for Leon Henderson

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0307302/25/2013Claimant(s): Corwin Farris, Gloria Farris
Claimant Lawyers(s): Jami Jackson Farris
Respondent(s): Christopher Pridnia, Harry Satterfield, Edward Jones, Allstate Life Insurance Company
Respondent Lawyers(s): David G. Smitham, John F. Hanzel, Peter J. Valeta
Arbitrator(s): Leon Henderson, James Whitaker Ballou, Dwane Edward Vickstrom
Hearing Site: Charlotte, NC
Checkmark IconExpungement
10-0569210/18/2011Claimant(s): Pamela Poole, Pamela H. Poole IRA, Pamela H. Poole Roth IRA
Claimant Lawyers(s): Todd Ratner
Respondent(s): Overton Graham, RBC Capital Markets LLC
Respondent Lawyers(s): James Cosby
Arbitrator(s): William C. Boinest, Stuart H. Dunn, Leon Henderson
Hearing Site: Richmond, VA
Checkmark Icon$0
10-0129412/01/2010Claimant(s): Dellmer Seitter, Patty Seitter
Claimant Lawyers(s): Dellmer B. Seitter
Respondent(s): SunTrust Investment Services., Jerry Smith
Respondent Lawyers(s): Erica Thomas Meyers
Arbitrator(s): Leon Henderson
Hearing Site: Raleigh, NC
Checkmark Icon$0
09-0465411/23/2010Claimant(s): Eddie Creasy, Virginia Creasy, Eddie & Virginia Creasy Trust DTD 5/5/08
Claimant Lawyers(s): Richard J. Edson
Respondent(s): Carol Ham, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn J. Bushby, Kathryn R. Eldridge
Arbitrator(s): Leon Henderson, Chris J. Conanan, John W. Lewis
Hearing Site: Richmond, VA
Checkmark Icon$225
09-0379710/28/2010Claimant(s): Hermon Smith, Rosemary Smith
Claimant Lawyers(s): Andrew O. Whiteman
Respondent(s): Genworth Financial Securities Corporatio
Respondent Lawyers(s): Melanie Black Dubis
Arbitrator(s): Leon Henderson, Thomas W. Allen, John Edward Mango
Hearing Site: Raleigh, NC
Checkmark Icon$179,132
08-0125402/26/2009Claimant(s): Andrew Hoh
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Leon Henderson, Donald Cornelius Morrison, Donald L. Horowitz
Hearing Site: Raleigh, NC
Checkmark Icon$92,263
06-0393102/06/2008Claimant(s): Patricia Murphy
Claimant Lawyers(s): Andrew O. Whiteman
Respondent(s): Chintaman Dalvi, James Patten, Empire Financial Group., Greater Metropolitan Investment Serv., T.R. Winston & Company
Respondent Lawyers(s): Eden L. Rohrer, James Patten, Richard C. Szuch, Sheryl M. Goski, Todd Zuckerbrod
Arbitrator(s): Leon Henderson, Donald Cornelius Morrison, Alan L. Berger
Hearing Site: Raleigh, NC
Checkmark Icon$1,165,800

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