| 17-02728 | 04/29/2020 | Claimant(s): Audrey Niehoff
Claimant Lawyers(s): Laurence Landsman
Respondent(s): Jeffrey Berenson, Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers, Jr
Arbitrator(s): Jerome F. Crotty, Raymond P. Buschmann, Marcia Bonita Gevers
Hearing Site: Chicago, IL
|  | Dismissed by Rule 12206/12504 |
| 13-01981 | 07/21/2015 | Claimant(s): David Turza, Erin Turza as custodian for Lauren Turza, Erin Turza as custodian for Samantha Tur
Claimant Lawyers(s): Laurence M. Landsman, Nicholas P. Iavarone
Respondent(s): Wells Fargo Advisors, UBS Financial Services Inc., Richard Ceffalio
Respondent Lawyers(s): Angela A. Turiano, Michael Naccarato, Stephany D. McLaughlin
Arbitrator(s): Jerome F. Crotty, Lynn Hirschfeld Brahin, Raymond P. Buschmann
Hearing Site: Chicago, IL
| | Expungement |
| 13-00188 | 02/21/2014 | Claimant(s): Ghaleb Azroui
Claimant Lawyers(s): Ghaleb K Azroui
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): John E. Parkes, G. Gale Roberson, Jerome F. Crotty
Hearing Site: Chicago, IL
| | $0 |
