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FINRA Awards for Jerome F. Crotty

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0255809/22/2023Claimant(s): Michael Mcintyre
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): Jerome F. Crotty, Henry G. Nothnagel, Steven H. Vogel
Hearing Site: Chicago, IL
20-0206702/01/2021Claimant(s): Peter Schallmoser
Claimant Lawyers(s): Peter A. Schallmoser
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Jerome F. Crotty, Thomas P. Valenti, Alicia Hilton
Hearing Site: Chicago, IL
11-0430504/26/2013Claimant(s): Ninos Andrews
Claimant Lawyers(s): Jonathan M Cyrluk
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Rachel B. Cowen
Arbitrator(s): Jerome F. Crotty, Jonathan Gorman Cook, Michael S. Jordan
Hearing Site: Chicago, IL
11-0417102/14/2013Claimant(s): Victoria Ross
Claimant Lawyers(s): Victoria W. Ross
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Jerome F. Crotty, Susan S. Hickel, Susanne J. Hollander
Hearing Site: Chicago, IL
07-0036602/11/2009Claimant(s): Griffin, Kubik, Stephens & Thompson
Claimant Lawyers(s): Steven P. Gomberg
Respondent(s): James Kubik, Jill Rottman, John Tofilon, Kent Atkinson, Morgan Stanley DW Inc., Maria Tornga
Respondent Lawyers(s): Christopher M. Burky, Howard B. Iwrey, Steven P. Gomberg
Arbitrator(s): Jerome F. Crotty, Robert J. Larson, Mitchell Lee Marinello
Hearing Site: Chicago, IL

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