| 12-01721 | 04/20/2015 | Claimant(s): Ronald Delmonico, Ronald G. Delmonico, IRA
Claimant Lawyers(s): Vito C. DeMaio
Respondent(s): Anastasios Belesis, Ronald Cantalupo, John Thomas Financial
Respondent Lawyers(s): Anastasios Belesis, Maria Cummings, Ronald Vincent Cantalupo
Arbitrator(s): Francis J. Pavetti, Robert L. Chase, Charles W. Danis
Hearing Site: Hartford, CT
|  | Stipulated Award |
| 14-01079 | 10/16/2014 | Claimant(s): Michael Korbel
Claimant Lawyers(s): Michael Korbel
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Neils P. Murphy
Arbitrator(s): Robert L. Chase
Hearing Site: Hartford, CT
| | $0 |
| 09-05763 | 05/21/2010 | Claimant(s): Preston A. Reed 2000 Trust
Claimant Lawyers(s): Preston A. Reed
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Robert L. Chase
Hearing Site: Manchester, NH
| | $6,139 |
| 09-04950 | 02/23/2010 | Claimant(s): Jean Kenny
Claimant Lawyers(s): Jean Ann Kenny
Respondent(s): Russell Salerno, ICMA-RC Services
Respondent Lawyers(s): B. James Rohrbacher
Arbitrator(s): Robert L. Chase
Hearing Site: Hartford, CT
| | $6,927 |
| 09-00346 | 07/27/2009 | Claimant(s): G. Reagan Shanley III & Deidre F. Shanle
Claimant Lawyers(s): G. Shanley Reagan
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Robert L. Chase
Hearing Site: Hartford, CT
| | $213 |
| 08-02996 | 04/08/2009 | Claimant(s): Sabato Frusciante
Claimant Lawyers(s): Louis RisCassi
Respondent(s): David Kunold, Uvest Financial Services Group.
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Robert L. Chase
Hearing Site: Hartford, CT
| | $0 |
| 07-02368 | 10/29/2008 | Claimant(s): Anthony Antonakis, John Hughes, Kurly Dog Investments, Red Dog Investments
Claimant Lawyers(s): Albert K. Lawler
Respondent(s): Richard Buckley
Respondent Lawyers(s): David L. Ward
Arbitrator(s): Francis J. Pavetti, Robert L. Chase, Margaret Hotopp
Hearing Site: New London, CT
| | $0 |
| 06-05247 | 10/02/2008 | Claimant(s): Cheryl Symmes
Claimant Lawyers(s): Mark Thomas Sophocles
Respondent(s): Goldman, Sachs and Company, Todd Silaika
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Robert R. Barker, Robert L. Chase, Philip S. Walker
Hearing Site: New York, NY
| | Expungement |
